Date authorised
22 December 1988
Companies House
00028472
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Level 7
    110 Bishopsgate
    London
    EC2N 4AY
    UNITED KINGDOM
    Phone
    +4402074108000
  • Complaints Contact

    Level 7
    110 Bishopsgate
    London
    EC2N 4AY
    UNITED KINGDOM
    Phone
    +4402074108000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mirva Anttila

    IRN MXA01286

    • CF21 Investment Adviser (1 Dec 2001 to 12 Apr 2002)
  • Morten Ishoy

    IRN MXI01038

    • CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2006)
  • Morten Jacobsen

    IRN MHJ01021

    • CF26 Customer Trading (26 Sep 2005 to 21 Aug 2007)
  • Neil Jamieson

    IRN NXJ01050

    • CF30 Customer (5 Oct 2010 to 11 Oct 2013)
  • Nicholas Bhushan Karam

    IRN NBK01004

    • [FCA CF] Material risk taker (since 1 Jan 2021)
    • [FCA CF] Client dealing (since 16 Mar 2020)
  • Nicholas Charles Laking

    IRN NCL01011

    • CF21 Investment Adviser (1 Dec 2001 to 17 Dec 2003)
  • Nicholas Ross MacKenzie Yalden

    IRN NRY01001

    • CF21 Investment Adviser (1 Dec 2001 to 17 Dec 2003)
  • Niels Bjerregaard

    IRN NXB01146

    • CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2004)
  • Niels Erik Nielsen

    IRN NEN00008

    • [FCA CF] Material risk taker (1 Jan 2022 to 30 Sep 2025)
    • [FCA CF] Significant management (1 Oct 2021 to 30 Sep 2025)
    • [FCA CF] Manager of certification employee (1 Oct 2021 to 30 Sep 2025)
    • [FCA CF] Client dealing (7 Mar 2016 to 30 Sep 2025)
    • CF30 Customer (4 Sep 2013 to 6 Mar 2016)
  • Niels Jorgen Larsen

    IRN NJL01043

    • CF30 Customer (1 Nov 2007 to 23 Dec 2013)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.