Daiwa Corporate Advisory Limited

• Principal Place of Business

  5 King William Street

  London

  EC4N 7DA

  UNITED KINGDOM

  Phone

  +4402078560999

  Web

  https://www.dcadvisory.com

• Complaints Contact

  5 King William Street

  London

  EC4N 7DA

  UNITED KINGDOM

  Phone

  +4402078560999

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Quingyun Shen

  IRN QXS00009

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Radu Ilici

  IRN RXI00029

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Ravi Oza

  IRN RXO00073

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2023)
• Ricardo Peredo Sanchez

  IRN RXP00688

  • [FCA CF] Client dealing (since 30 Jan 2025)
• Richard Arthur Charles Humes

  IRN RAH01169

  • CF23 Corporate Finance Adviser (15 Feb 2002 to 20 Dec 2002)
• Richard Benjamin Clark

  IRN RBC01036

  • CF30 Customer (1 Sep 2010 to 28 Aug 2014)
  • CF23 Corporate Finance Adviser (18 Feb 2002 to 1 Jan 2007)
• Richard Charles Briault

  IRN RCB01182

  • CF30 Customer (16 May 2008 to 17 Jan 2014)
• Richard Darlington

  IRN RXD01869

  • [FCA CF] Manager of certification employee (since 1 Apr 2024)
  • [FCA CF] Client dealing (since 2 May 2023)
• Richard Guy Pulford

  IRN RXP01294

  • [FCA CF] Client dealing (4 Oct 2021 to 8 Oct 2021)
  • [FCA CF] Manager of certification employee (4 Oct 2021 to 8 Oct 2021)
  • CF1 Director (18 Aug 2008 to 3 Dec 2019)
  • CF30 Customer (18 Aug 2008 to 8 Dec 2019)
• Richard Ian Trevillion

  IRN RIT01008

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Jul 2002)
  • CF1 Director (1 Dec 2001 to 31 Jul 2002)

No changes recorded yet.