Daiwa Corporate Advisory Limited

• Principal Place of Business

  5 King William Street

  London

  EC4N 7DA

  UNITED KINGDOM

  Phone

  +4402078560999

  Web

  https://www.dcadvisory.com

• Complaints Contact

  5 King William Street

  London

  EC4N 7DA

  UNITED KINGDOM

  Phone

  +4402078560999

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Philippe Trembovelski

  IRN PXT01534

  • [FCA CF] Client dealing (since 31 Aug 2023)
• Phillip James Hyman

  IRN PJH01421

  • [FCA CF] Material risk taker (since 16 Oct 2025)
  • [FCA CF] Manager of certification employee (since 1 Apr 2020)
  • [FCA CF] Client dealing (since 9 Dec 2019)
• Phillip John Frederick Gunter-Rees

  IRN PJG01214

  • CF30 Customer (1 Nov 2007 to 31 Jul 2008)
  • CF23 Corporate Finance Adviser (2 Aug 2007 to 31 Oct 2007)
• Pier Sciarra

  IRN PXS00373

  • [FCA CF] Client dealing (9 Dec 2019 to 10 Dec 2021)
• Piero Bertone

  IRN PXB00842

  • [FCA CF] Client dealing (since 10 Mar 2026)
• Pierre-Alexandre Fauris

  IRN PXF00133

  • [FCA CF] Client dealing (9 Dec 2019 to 8 Oct 2021)
• Pietro Ziliotti

  IRN PXZ01077

  • [FCA CF] Client dealing (since 24 Jan 2022)
• Pietro Zilliotti

  IRN PXZ00015

  • [FCA CF] Client dealing (since 10 Jan 2022)
• Poppy Gordon

  IRN PXG00326

  • [FCA CF] Client dealing (10 Oct 2022 to 2 Sep 2025)
• Quentin Voileau

  IRN QXV00002

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Nov 2022)

No changes recorded yet.