Daiwa Corporate Advisory Limited

• Principal Place of Business

  5 King William Street

  London

  EC4N 7DA

  UNITED KINGDOM

  Phone

  +4402078560999

  Web

  https://www.dcadvisory.com

• Complaints Contact

  5 King William Street

  London

  EC4N 7DA

  UNITED KINGDOM

  Phone

  +4402078560999

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ciara Catherine Halleman

  IRN CXH56415

  • [FCA CF] Client dealing (1 Dec 2021 to 15 Sep 2023)
• Claudia Maestrini

  IRN CXM00441

  • [FCA CF] Client dealing (9 Dec 2019 to 20 Aug 2021)
• Colin Andrew Merrett

  IRN CAM01109

  • CF1 Director (26 Aug 2005 to 22 Feb 2007)
  • CF23 Corporate Finance Adviser (1 Dec 2001 to 22 Feb 2007)
• Colin Denis Keogh

  IRN CDK01014

  • CF2 Non Executive Director (26 May 2004 to 1 Apr 2009)
• Colin James Craig

  IRN CJC01126

  • CF21 Investment Adviser (1 Dec 2001 to 29 Aug 2002)
• Colin Pollock

  IRN CXP01153

  • CF30 Customer (15 May 2015 to 19 Jan 2016)
• Conrad Thomas

  IRN CXT00358

  • [FCA CF] Client dealing (10 Oct 2022 to 18 Aug 2024)
• Constantin Strasburger

  IRN CXS00854

  • [FCA CF] Client dealing (1 Apr 2024 to 27 Feb 2025)
• Dafydd Rhys Evans

  IRN DRE01042

  • CF30 Customer (28 Oct 2008 to 31 Mar 2013)
• Dahlia Shireen Verjee

  IRN DSV01004

  • CF23 Corporate Finance Adviser (31 Mar 2004 to 13 May 2004)

No changes recorded yet.