D. E. Shaw & Co. (London) LLP

• Principal Place of Business

  55 Baker Street

  Seventh Floor

  London

  W1U 8EW

  UNITED KINGDOM

  Phone

  +4402074094300

  Web

  http://www.deshaw.com

• Complaints Contact

  55 Baker Street

  Seventh Floor

  London

  W1U 8EW

  UNITED KINGDOM

  Phone

  +4402074094420

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Chen Long

  IRN CXL01345

  • CF30 Customer (8 Apr 2013 to 29 Aug 2014)
• Christopher Rold

  IRN CPR01034

  • [FCA CF] Client dealing (since 10 Oct 2024)
• Christopher Zaback

  IRN CXZ01046

  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (8 Apr 2013 to 8 Dec 2019)
• Damian Patrick Aubrey Leach

  IRN DPL01053

  • [FCA CF] Manager of certification employee (since 31 Mar 2021)
  • [FCA CF] Client dealing (since 3 Jun 2020)
  • CF30 Customer (25 Feb 2019 to 8 Dec 2019)
• Daniel Russell Bernard Ross

  IRN DRR01070

  • [FCA CF] Client dealing (3 Jun 2020 to 21 Feb 2022)
  • [FCA CF] Manager of certification employee (3 Jun 2020 to 21 Feb 2022)
  • CF30 Customer (21 Aug 2017 to 8 Dec 2019)
• David Edwin Werthan

  IRN DEW01081

  • [FCA CF] Material risk taker (since 24 Jan 2025)
  • [FCA CF] Manager of certification employee (since 25 Oct 2023)
  • [FCA CF] Client dealing (since 3 Jun 2020)
  • CF30 Customer (9 Sep 2019 to 8 Dec 2019)
• David Opela

  IRN DXO01266

  • CF30 Customer (8 Apr 2013 to 1 Jul 2013)
• David Peter Klambauer

  IRN DXK00069

  • [FCA CF] Client dealing (18 Mar 2026 to 20 Mar 2026)
• Diego Fernandez Acedo

  IRN FAD01037

  • [FCA CF] Client dealing (since 12 Sep 2024)
• Edward Richardson

  IRN EXR00251

  • [FCA CF] Client dealing (since 7 Feb 2025)

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