David Edwin Werthan

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • D. E. Shaw & Co. (London) LLP

    FRN 590179

    • [FCA CF] Material risk taker (since 24 Jan 2025)
    • [FCA CF] Manager of certification employee (since 25 Oct 2023)
    • [FCA CF] Client dealing (since 3 Jun 2020)
    • CF30 Customer (9 Sep 2019 to 8 Dec 2019)
  • PIMCO Europe Ltd (no longer approved here)

    FRN 149303

    • CF30 Customer (10 Oct 2013 to 4 Aug 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.