Cumberland Building Society

• Principal Place of Business

  Cumberland House

  Cooper Way

  Parkhouse

  Carlisle

  Cumbria

  CA3 0JF

  UNITED KINGDOM

  Phone

  +4401228403141

  Web

  https://www.cumberland.co.uk

• Complaints Contact

  Cumberland House

  Cooper Way

  Parkhouse

  Carlisle

  Cumbria

  CA3 0JF

  UNITED KINGDOM

  Phone

  +4401228403141

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Buy-to-Let Mortgage Lending

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• P2P Lending Advice

  For Commercial, Retail (Non-Investment Insurance)

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 2 limitations Hide limitations

  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Consumer Loans

• Loan Servicing

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Janet Amanda Sheridan

  IRN JXS01023

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 27 Sep 2022)
  • [FCA CF] Material risk taker (since 5 Jul 2022)
• Jason Grindall

  IRN JXG80503

  • [FCA CF] Functions requiring qualifications (9 Apr 2020 to 2 Jan 2023)
• Jennifer Bell

  IRN JXB33015

  • [FCA CF] Functions requiring qualifications (22 May 2017 to 31 Dec 2018)
• Jessica Hartley

  IRN JXH01221

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 1 Apr 2022)
• Jill Johnston

  IRN JXJ26551

  • SMF18 Other Overall Responsibility (since 30 Jun 2020)
  • [FCA CF] Significant management (15 May 2018 to 2 Nov 2023)
  • [FCA CF] Material risk taker (15 May 2018 to 2 Nov 2023)
• Joanne Elizabeth Johnson

  IRN JXJ00026

  • [FCA CF] Significant management (10 Feb 2020 to 1 Jun 2022)
• John Christopher Norman Kidd

  IRN JCK01037

  • SMF2 Chief Finance (7 Mar 2016 to 11 Dec 2018)
  • CF1 Director (29 Mar 2002 to 6 Mar 2016)
• John Elliott Hooper

  IRN JEH01091

  • SMF9 Chair of the Governing Body (16 Jul 2019 to 22 Jul 2024)
  • SMF10 Chair of the Risk Committee (7 Mar 2016 to 11 Sep 2019)
  • CF2 Non Executive Director (29 Oct 2015 to 6 Mar 2016)
• John Mark Carter

  IRN JXC32345

  • [FCA CF] Functions requiring qualifications (1 Apr 2019 to 12 Mar 2021)
• John Mark Leveson

  IRN JML01101

  • CF10 Compliance Oversight (30 Sep 2010 to 20 Dec 2011)
  • CF1 Director (1 Dec 2001 to 1 Oct 2014)

No changes recorded yet.