Date authorised
1 April 2013
Last scraped
4 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Cumberland House
    Cooper Way
    Parkhouse
    Carlisle
    Cumbria
    CA3 0JF
    UNITED KINGDOM
    Phone
    +4401228403141
  • Complaints Contact

    Cumberland House
    Cooper Way
    Parkhouse
    Carlisle
    Cumbria
    CA3 0JF
    UNITED KINGDOM
    Phone
    +4401228403141

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Buy-to-Let Mortgage Lending

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Consumer Loans

  • Loan Servicing

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ian Robert Stacey

    IRN IXS00056

    • SMF24 Chief Operations (since 19 Dec 2022)
  • Jack Green

    IRN JXG33010

    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 30 Jun 2024)
  • Jacqueline Arnold

    IRN JXA10861

    • SMF9 Chair of the Governing Body (since 22 Jul 2024)
    • SMF12 Chair of the Remuneration Committee (9 May 2019 to 1 Sep 2025)
  • Jade Bell

    IRN JXB33016

    • [FCA CF] Functions requiring qualifications (10 Aug 2017 to 19 Jul 2019)
  • James Cookson

    IRN JMC01328

    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 30 Sep 2021)
  • James Edward Power

    IRN JXP00632

    • [FCA CF] Material risk taker (21 Feb 2022 to 22 Feb 2022)
  • James McCulloch

    IRN JXM32979

    • [FCA CF] Material risk taker (7 Mar 2016 to 30 Nov 2021)
  • James Ronald Carr

    IRN JRC01132

    • CF2 Non Executive Director (1 Dec 2001 to 26 Jun 2007)
  • James Turner

    IRN JXT00644

    • [FCA CF] Material risk taker (7 Feb 2022 to 8 Feb 2022)
  • Jamie Simpson

    IRN JXS02030

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 1 Apr 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.