Date authorised
1 April 2013
Last scraped
4 days ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Cumberland House
    Cooper Way
    Parkhouse
    Carlisle
    Cumbria
    CA3 0JF
    UNITED KINGDOM
    Phone
    +4401228403141
  • Complaints Contact

    Cumberland House
    Cooper Way
    Parkhouse
    Carlisle
    Cumbria
    CA3 0JF
    UNITED KINGDOM
    Phone
    +4401228403141

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Buy-to-Let Mortgage Lending

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Consumer Loans

  • Loan Servicing

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Bob Bishopp

    IRN BXB32987

    • [FCA CF] Material risk taker (7 Mar 2016 to 31 Mar 2022)
  • Brian Howitt

    IRN BXH32990

    • [FCA CF] Material risk taker (12 Jun 2017 to 26 Jun 2020)
  • Carolyn Rowcroft

    IRN CXR33009

    • [FCA CF] Manager of certification employee (since 1 Oct 2021)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 30 Sep 2021)
  • Catherine Armstrong

    IRN CXA00336

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 1 May 2023)
  • Charles Anthony Waddington

    IRN CAW01156

    • CF2 Non Executive Director (2 Feb 2007 to 29 Jun 2010)
  • Charlotte Lucy Owen

    IRN CXO00122

    • [FCA CF] Functions requiring qualifications (1 Jul 2021 to 19 Jun 2022)
  • Cheryl Hall Stevenson De Vaal

    IRN CXD00112

    • [FCA CF] Manager of certification employee (since 11 Nov 2022)
  • Chloe Sorrenson

    IRN CXS32323

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 1 Feb 2019)
  • Chloe Spark

    IRN CXS33019

    • [FCA CF] Significant management (7 Mar 2016 to 31 Oct 2018)
    • [FCA CF] Material risk taker (7 Mar 2016 to 31 Oct 2018)
  • Christopher Cairns

    IRN CXC00537

    • [FCA CF] Material risk taker (since 3 May 2022)

Recent activity

Updates to this firm's record on the FCA register.

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