Cumberland Building Society

• Principal Place of Business

  Cumberland House

  Cooper Way

  Parkhouse

  Carlisle

  Cumbria

  CA3 0JF

  UNITED KINGDOM

  Phone

  +4401228403141

  Web

  https://www.cumberland.co.uk

• Complaints Contact

  Cumberland House

  Cooper Way

  Parkhouse

  Carlisle

  Cumbria

  CA3 0JF

  UNITED KINGDOM

  Phone

  +4401228403141

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Buy-to-Let Mortgage Lending

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• P2P Lending Advice

  For Commercial, Retail (Non-Investment Insurance)

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 2 limitations Hide limitations

  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Consumer Loans

• Loan Servicing

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Christopher McDonald

  IRN CXM02298

  • Responsibility for MCD Intermediation (26 Oct 2016 to 30 Apr 2018)
  • SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 30 Apr 2018)
  • SMF3 Executive Director (7 Mar 2016 to 30 Apr 2018)
  • CF1 Director (13 Oct 2014 to 6 Mar 2016)
  • CF11 Money Laundering Reporting (13 Oct 2014 to 6 Mar 2016)
• Christopher Telford

  IRN CXT33023

  • [FCA CF] Manager of certification employee (17 Feb 2020 to 30 May 2022)
• Claire Crossan

  IRN CXC32996

  • [FCA CF] Manager of certification employee (1 Oct 2018 to 30 Sep 2021)
• Claire Elizabeth Deekes

  IRN CXD88058

  • Responsibility for MCD Intermediation (since 23 Nov 2022)
  • Responsible for Insurance Distribution (since 23 Nov 2022)
  • SMF18 Other Overall Responsibility (since 23 Nov 2022)
  • [FCA CF] Significant management (25 Feb 2019 to 2 Nov 2023)
  • [FCA CF] Manager of certification employee (25 Feb 2019 to 2 Nov 2023)
• Daniel Palmer

  IRN DXP32329

  • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 30 Sep 2021)
• Darren Speers

  IRN DXS32341

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 7 Mar 2016)
• David Gordon Noble

  IRN DGN00001

  • SMF16 Compliance Oversight (7 Mar 2016 to 12 Oct 2017)
  • CF10 Compliance Oversight (5 Aug 2008 to 6 Mar 2016)
• David John Binder

  IRN DJB01382

  • CF30 Customer (1 Nov 2007 to 31 Dec 2009)
  • CF22 Investment Adviser (Trainee) (7 Jun 2007 to 31 Oct 2007)
• David Michael Clarke

  IRN DMC01164

  • CF2 Non Executive Director (10 Feb 2005 to 6 Mar 2016)
• David Samuel Robinson

  IRN DXR00356

  • [FCA CF] Material risk taker (6 Apr 2021 to 31 Mar 2023)

No changes recorded yet.