Cumberland Building Society

• Principal Place of Business

  Cumberland House

  Cooper Way

  Parkhouse

  Carlisle

  Cumbria

  CA3 0JF

  UNITED KINGDOM

  Phone

  +4401228403141

  Web

  https://www.cumberland.co.uk

• Complaints Contact

  Cumberland House

  Cooper Way

  Parkhouse

  Carlisle

  Cumbria

  CA3 0JF

  UNITED KINGDOM

  Phone

  +4401228403141

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Buy-to-Let Mortgage Lending

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• P2P Lending Advice

  For Commercial, Retail (Non-Investment Insurance)

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 2 limitations Hide limitations

  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Consumer Loans

• Loan Servicing

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Tony Martin

  IRN TXM33006

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 7 Mar 2016)
• Tracy Michelle Horky

  IRN TMC01048

  • CF30 Customer (1 Nov 2007 to 23 Nov 2012)
  • CF21 Investment Adviser (17 Feb 2005 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (6 Jan 2004 to 17 Feb 2005)
• Trevor Hebdon

  IRN TXH01272

  • SMF13 Chair of the Nominations Committee (31 Oct 2016 to 17 Jul 2019)
  • SMF9 Chair of the Governing Body (18 Jul 2016 to 17 Jul 2019)
  • SMF11 Chair of the Audit Committee (7 Mar 2016 to 18 Nov 2016)
  • CF2 Non Executive Director (10 Nov 2009 to 6 Mar 2016)
• Victoria Jane Bruce

  IRN VJB01036

  • Director of firm who is not a certification employee or a SMF manager (since 29 Sep 2020)
• Victoria Jayne Mills

  IRN VXM00131

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 1 Jul 2021)
• Victoria Rose

  IRN VXR33003

  • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 30 Sep 2021)
• Wendy Balmer

  IRN WXB33014

  • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 15 Apr 2019)
• William Aaron O'Carroll

  IRN WAO01012

  • SMF4 Chief Risk (19 Jun 2017 to 16 Dec 2020)
  • SMF16 Compliance Oversight (19 Jun 2017 to 16 Dec 2020)
• William Park

  IRN WXP32330

  • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 30 Sep 2021)
• William Robert Wilkinson

  IRN WRW01019

  • CF2 Non Executive Director (1 Dec 2001 to 27 Jun 2002)

No changes recorded yet.