CULVER FINANCIAL MANAGEMENT LIMITED

• Principal Place of Business

  13 Hanover Square

  Mayfair

  London

  W1S 1HN

  UNITED KINGDOM

  Phone

  +4402045703812

  Web

  https://www.culverfinancial.co.uk

• Complaints Contact

  13 Hanover Square

  Mayfair

  London

  W1S 1HN

  UNITED KINGDOM

  Phone

  +4402045703812

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Robert Henry Hyatt

  IRN RHH00016

  • CF21 Investment Adviser (25 Feb 2004 to 3 Sep 2004)
• Robert Young

  IRN RJY01018

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 25 Jun 2024)
  • CF4 Partner (AR) (26 Apr 2017 to 12 Oct 2017)
  • CF30 Customer (15 Dec 2010 to 9 Jan 2025)
  • CF1 Director (AR) (15 Dec 2010 to 9 Jan 2025)
• Roy Henry Perry

  IRN RHP00012

  • CF30 Customer (20 Nov 2008 to 24 Dec 2009)
  • CF29 Significant management (20 Nov 2008 to 24 Dec 2009)
  • CF28 Systems and controls (20 Nov 2008 to 24 Dec 2009)
  • CF11 Money Laundering Reporting (20 Nov 2008 to 24 Dec 2009)
  • CF1 Director (20 Nov 2008 to 24 Dec 2009)
  • CF10 Compliance Oversight (20 Nov 2008 to 1 Feb 2010)
  • CF8 Apportionment and Oversight (20 Nov 2008 to 31 Mar 2009)
• Sarah Diane Perry

  IRN SDF00009

  • CF30 Customer (17 Oct 2008 to 14 Feb 2013)
• Sian Walker

  IRN SXW00025

  • CF1 Director (26 Apr 2004 to 29 Oct 2004)
  • CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2004)
• Sian Waller

  IRN SXW02218

  • CF4 Partner (AR) (14 Apr 2016 to 18 Nov 2016)
• Stephen David Sargent

  IRN SDS01066

  • CF21 Investment Adviser (15 Nov 2005 to 10 Aug 2006)
• Stephen Paul Everitt

  IRN SPE00017

  • CF30 Customer (2 Mar 2010 to 14 Feb 2013)
• Steven Dale Andrews

  IRN SDA00001

  • CF30 Customer (16 Mar 2011 to 19 Jul 2011)
• Steven Paul Grahame

  IRN SXG01201

  • CF30 Customer (22 Mar 2018 to 3 May 2018)

• Culver Financial Services Ltd (no longer appointed)

  FRN 408279 · Appointed 1 May 2009 · Until 20 Jul 2011

• Culver Financial Services Ltd (no longer appointed)

  FRN 408279 · Appointed 1 Oct 2004 · Until 9 Mar 2005

• Midway Financial Management Ltd (no longer appointed)

  FRN 408278 · Appointed 1 Oct 2004 · Until 9 Mar 2005

• Hanover Employee Benefits Limited (no longer appointed)

  FRN 231892 · Appointed 24 Feb 2004 · Until 25 Jun 2024

No changes recorded yet.