CULVER FINANCIAL MANAGEMENT LIMITED

• Principal Place of Business

  13 Hanover Square

  Mayfair

  London

  W1S 1HN

  UNITED KINGDOM

  Phone

  +4402045703812

  Web

  https://www.culverfinancial.co.uk

• Complaints Contact

  13 Hanover Square

  Mayfair

  London

  W1S 1HN

  UNITED KINGDOM

  Phone

  +4402045703812

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Gordon John Thomas Abbott

  IRN GJA00012

  • CF30 Customer (19 Jun 2009 to 20 Mar 2010)
• Graham Smithson

  IRN GJS00009

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 25 Jun 2024)
  • CF30 Customer (28 Mar 2012 to 9 Jan 2025)
• James Christie Douglas

  IRN JCD00017

  • CF30 Customer (11 May 2011 to 14 Feb 2013)
• James Kenneth Webb

  IRN JKW00016

  • CF21 Investment Adviser (21 Jan 2003 to 27 Aug 2004)
  • CF22 Investment Adviser (Trainee) (18 Mar 2002 to 21 Jan 2003)
• James William Alexander Simpson

  IRN JWS01052

  • CF30 Customer (4 Jul 2016 to 31 Aug 2016)
• Jaswinder Singh Sandhu

  IRN JXS01705

  • CF30 Customer (23 Nov 2007 to 27 Apr 2009)
• Jeremiah Phillip Smith

  IRN JPS00048

  • CF30 Customer (1 Dec 2007 to 12 Oct 2009)
• Jeremy James Thomas Davies

  IRN JJD00002

  • CF21 Investment Adviser (1 Dec 2001 to 2 Aug 2002)
• John Arthur Doyle

  IRN JAD00055

  • CF30 Customer (19 May 2009 to 20 Aug 2010)
• John Charles Humphries

  IRN JCH00052

  • CF30 Customer (25 Feb 2013 to 4 Jan 2018)
  • CF21 Investment Adviser (25 Feb 2004 to 31 Oct 2007)

• Culver Financial Services Ltd (no longer appointed)

  FRN 408279 · Appointed 1 May 2009 · Until 20 Jul 2011

• Culver Financial Services Ltd (no longer appointed)

  FRN 408279 · Appointed 1 Oct 2004 · Until 9 Mar 2005

• Midway Financial Management Ltd (no longer appointed)

  FRN 408278 · Appointed 1 Oct 2004 · Until 9 Mar 2005

• Hanover Employee Benefits Limited (no longer appointed)

  FRN 231892 · Appointed 24 Feb 2004 · Until 25 Jun 2024

No changes recorded yet.