Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
The On-Line Partnership Limited
FRN 192638
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 9A. Advising on P2P agreements
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Director of firm who is not a certification employee or a SMF manager (since 16 Oct 2025)
- Appointed representative dealing with clients for which they require qualification (since 16 Oct 2025)
- CF1 Director (AR) (since 25 Sep 2025)
- CF30 Customer (since 25 Sep 2025)
-
KCA Wealth Management Limited
FRN 1040694
- (1)Employed By (since 25 Sep 2025)
-
- [FCA CF] Client dealing (16 Apr 2021 to 11 Sep 2025)
- [FCA CF] Functions requiring qualifications (16 Apr 2021 to 11 Sep 2025)
-
- [FCA CF] Client dealing (9 Dec 2019 to 20 Jul 2021)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Jul 2021)
- CF30 Customer (17 Sep 2015 to 8 Dec 2019)
-
- CF30 Customer (19 Sep 2013 to 10 Sep 2015)
-
- (653)Employed By (19 Sep 2013 to 10 Sep 2015)
-
- CF30 Customer (13 Jul 2012 to 9 Oct 2013)
-
- Employed By (13 Jul 2012 to 9 Oct 2013)
-
- CF30 Customer (27 Apr 2009 to 25 Jun 2012)
-
- (9)Employed By (27 Apr 2009 to 25 Jun 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.