Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Director of firm who is not a certification employee or a SMF manager (since 16 Oct 2025)
    • Appointed representative dealing with clients for which they require qualification (since 16 Oct 2025)
    • CF1 Director (AR) (since 25 Sep 2025)
    • CF30 Customer (since 25 Sep 2025)
    • (1)Employed By (since 25 Sep 2025)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • [FCA CF] Client dealing (16 Apr 2021 to 11 Sep 2025)
    • [FCA CF] Functions requiring qualifications (16 Apr 2021 to 11 Sep 2025)
  • Fairstone Wealth Management Limited (no longer approved here)

    FRN 188596

    • [FCA CF] Client dealing (9 Dec 2019 to 20 Jul 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Jul 2021)
    • CF30 Customer (17 Sep 2015 to 8 Dec 2019)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (19 Sep 2013 to 10 Sep 2015)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (653)Employed By (19 Sep 2013 to 10 Sep 2015)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (13 Jul 2012 to 9 Oct 2013)
  • Uniec Prestige Ltd (no longer approved here)

    FRN 544324

    • Employed By (13 Jul 2012 to 9 Oct 2013)
  • Hoyl Independent Advisers Ltd (no longer approved here)

    FRN 433927

    • CF30 Customer (27 Apr 2009 to 25 Jun 2012)
  • MacRobins Ltd (no longer approved here)

    FRN 454247

    • (9)Employed By (27 Apr 2009 to 25 Jun 2012)

Recent activity

Updates to this individual's record on the FCA register.

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