Date authorised
1 April 2013
Companies House
04779775
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    16th Floor
    110 Bishopsgate
    London
    EC2N 4AY
    UNITED KINGDOM
    Phone
    +4402071081600
  • Complaints Contact

    16th Floor
    110 Bishopsgate
    London
    EC2N 4AY
    UNITED KINGDOM
    Phone
    +442071081606

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Todd Hollander

    IRN TXH01433

    • [FCA CF] Material risk taker (2 May 2024 to 28 Feb 2025)
    • [FCA CF] Proprietary trader (2 May 2024 to 28 Feb 2025)
  • Victoria Jayne Cobbold-Moore

    IRN VJC01022

    • [FCA CF] Material risk taker (2 Oct 2023 to 28 Feb 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 28 Feb 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 28 Feb 2025)
    • SMF3 Executive Director (9 Dec 2019 to 28 Feb 2025)
    • CF11 Money Laundering Reporting (18 Apr 2011 to 8 Dec 2019)
    • CF10 Compliance Oversight (18 Apr 2011 to 8 Dec 2019)
    • CF1 Director (13 Jan 2011 to 8 Dec 2019)
  • William Thomas St. Pierre

    IRN WXS00128

    • [FCA CF] Proprietary trader (since 22 Sep 2025)
    • [FCA CF] Material risk taker (since 22 Sep 2025)
    • [FCA CF] Proprietary trader (20 Sep 2022 to 12 Jan 2023)
  • Zachary Garrett Duff

    IRN ZXD00010

    • [FCA CF] Material risk taker (since 21 Sep 2023)
    • [FCA CF] Proprietary trader (since 23 Sep 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.