Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (2 Oct 2023 to 28 Feb 2025)
- SMF16 Compliance Oversight (9 Dec 2019 to 28 Feb 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 28 Feb 2025)
- SMF3 Executive Director (9 Dec 2019 to 28 Feb 2025)
- CF10 Compliance Oversight (18 Apr 2011 to 8 Dec 2019)
- CF11 Money Laundering Reporting (18 Apr 2011 to 8 Dec 2019)
- CF1 Director (13 Jan 2011 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.