Crowe Financial Planning UK Limited

• Principal Place of Business

  5th Floor

  R Plus

  2 Blagrave Street

  Reading

  Reading

  RG1 1AZ

  UNITED KINGDOM

  Phone

  +4401189597222

  Web

  https://www.crowe.com/uk/crowefinancialplanning

• Complaints Contact

  Jarvis House

  4 Mount Ephraim Road

  Tunbridge Wells

  Kent

  TN1 1EE

  UNITED KINGDOM

  Phone

  +4401892700200

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jeremy Stephen Cooper

  IRN JSC01085

  • Director of firm who is not a certification employee or a SMF manager (since 6 Oct 2025)
  • SMF3 Executive Director (9 Dec 2019 to 6 Oct 2025)
  • CF1 Director (23 Jul 2015 to 8 Dec 2019)
• Jocelyn Rosemary Lynch

  IRN JRL00008

  • CF30 Customer (1 Nov 2007 to 26 May 2009)
  • Responsible for Insurance Mediation (14 Jan 2005 to 1 Sep 2008)
  • CF1 Director (1 Dec 2001 to 1 Sep 2008)
  • CF10 Compliance Oversight (1 Dec 2001 to 1 Sep 2008)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 1 Sep 2008)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Sep 2008)
• John Lawson Stalker

  IRN JLS00005

  • CF1 Director (4 Aug 2006 to 20 May 2015)
• John Robert Spencer

  IRN JRS00033

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 9A. Advising on P2P agreements
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 2 Aug 2021)
  • [FCA CF] Functions requiring qualifications (since 2 Aug 2021)
• Julian Brian William Hanrahan

  IRN JBH00004

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 9A. Advising on P2P agreements
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (31 May 2011 to 8 Dec 2019)
• Katherine Leigh Burgess

  IRN KXB00272

  • 9A. Advising on P2P agreements
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 10 Apr 2026)
  • [FCA CF] Client dealing (since 10 Apr 2026)
• Kay Mary Harrison

  IRN KMH01051

  • CF21 Investment Adviser (10 Mar 2006 to 30 Nov 2006)
  • CF22 Investment Adviser (Trainee) (18 Dec 2003 to 10 Mar 2006)
• Kenneth Stewart

  IRN KXS00121

  • CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2004)
• Laura Clark

  IRN LXC00160

  • 9A. Advising on P2P agreements
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 25 Sep 2023)
  • [FCA CF] Client dealing (since 25 Sep 2023)
• Lisa Jane Mead

  IRN LJM01193

  • CF1 Director (1 Feb 2017 to 20 Sep 2019)

No changes recorded yet.