CRISPIN SPEERS & PARTNERS LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Adrian Richard Mortley
IRN AXM02022
- CF1 Director (AR) (19 Jun 2023 to 15 Jul 2024)
Andrew Mark Rutty
IRN AMR01106
- CF1 Director (AR) (since 4 Apr 2022)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)
Bharuth Kumar Ramdany
IRN BKR01016
- CF1 Director (AR) (9 Dec 2015 to 30 Nov 2025)
Bill Moir
IRN BXM00200
- [FCA CF] Client dealing (12 Feb 2020 to 9 Nov 2023)
Candy Costagliola
IRN CXC00234
- [FCA CF] Significant management (15 Feb 2021 to 9 Nov 2023)
Christopher James Curran
IRN CJC01238
- CF1 Director (AR) (16 Jun 2010 to 14 Aug 2014)
Christopher James Gibson Davies
IRN CJD01144
- CF1 Director (AR) (27 Feb 2008 to 15 Dec 2008)
Christopher John Goddard
IRN CXG00170
- Director of firm who is not a certification employee or a SMF manager (4 Mar 2020 to 6 May 2025)
Colin John Rogers
IRN CJR01107
- CF4 Partner (AR) (15 Aug 2019 to 7 Dec 2023)
Daniel James Plummer
IRN DXP18440
- CF1 Director (AR) (31 May 2023 to 18 Jan 2024)

Smaller firms operating under this firm's FCA authorisation.

Rise Broker Limited (no longer appointed)
FRN 610691 · Appointed 22 Nov 2013 · Until 27 May 2021
Kiwiana Ltd (no longer appointed)
FRN 609385 · Appointed 29 Oct 2013 · Until 22 Apr 2016
Mark Chapman (no longer appointed)
FRN 603675 · Appointed 4 Jul 2013 · Until 1 Jul 2014
Argosy Underwriting Agency Ltd (no longer appointed)
FRN 602222 · Appointed 5 Jun 2013 · Until 1 Mar 2017
Martin Horan (no longer appointed)
FRN 592679 · Appointed 11 Dec 2012 · Until 2 Sep 2015
John Keith Randall (no longer appointed)
FRN 574884 · Appointed 9 Feb 2012 · Until 16 Dec 2013
Sean Corr (no longer appointed)
FRN 546023 · Appointed 12 Apr 2011 · Until 8 Jun 2011
Colin Donohoe (no longer appointed)
FRN 546008 · Appointed 11 Apr 2011 · Until 29 Jan 2015
Holmes Travel Ltd (no longer appointed)
FRN 427352 · Appointed 10 Mar 2011 · Until 23 Dec 2015
MLW & Associates Ltd (no longer appointed)
FRN 532383 · Appointed 24 Sep 2010 · Until 23 Jul 2013

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.