Andrew Mark Rutty

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

CRISPIN SPEERS & PARTNERS LIMITED
FRN 311507
- CF1 Director (AR) (since 4 Apr 2022)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)
Rothwell & Towler Limited
FRN 592073
- (4)Employed By (since 4 Apr 2022)
Maintenance Assist Ltd
FRN 516611
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (29 Jan 2019 to 8 Dec 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.