Creditex Brokerage LLP

• Principal Place of Business

  2nd Floor, Sancroft Rose Street

  Paternoster Square

  London

  EC4M 7DQ

  UNITED KINGDOM

  Phone

  +4402070657700

  Web

  https://www.theice.com

• Complaints Contact

  2nd Floor, Sancroft Rose Street

  Paternoster Square

  London

  EC4M 7DQ

  UNITED KINGDOM

  Phone

  +4402070501068

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Spread Bet, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Spread Bet, Warrant

• Trading Platform

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Specialist Trading Venue

  For Eligible Counterparty, Professional, Debenture, Government and public security

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  • · Unable to engage in dealing on own account, as defined in paragraph 3 of Part 3 of Schedule 2 to the Regulated Activities Order, unless in respect of bonds, structured finance products, emission allowances and derivatives, which have not been declared subject to the clearing obligation in accordance with EMIR, when: i. engaging in ‘matched principal trading’ as defined in the Glossary of defined expressions used in the FCA’s Handbook; and ii. the client has consented to such trading.

• Jaspal Singh Juj

  IRN JSJ01033

  • CF30 Customer (21 Jun 2010 to 22 Nov 2013)
• Jeffrey Eilen

  IRN JXE01505

  • SMF16 Compliance Oversight (12 Jul 2021 to 11 Feb 2026)
  • SMF17 Money Laundering Reporting Officer (MLRO) (12 Jul 2021 to 11 Feb 2026)
• Jessica Ann Owens

  IRN JAO01091

  • CF30 Customer (17 May 2013 to 12 Jun 2014)
• John Grifonetti

  IRN JXG01698

  • CF4 Partner (26 Jan 2007 to 2 Jan 2010)
• Jonathan Matthew Henry Neighbour

  IRN JMN01043

  • CF30 Customer (1 Jun 2010 to 3 May 2012)
  • CF26 Customer Trading (17 Apr 2007 to 10 Oct 2007)
• Jorge Antonio Ruiz

  IRN JXR01371

  • CF26 Customer Trading (21 Feb 2007 to 10 Oct 2007)
• Katherine Bell

  IRN KXB00439

  • SMF27 Partner (since 16 Feb 2023)
  • [FCA CF] Client dealing (since 18 Oct 2022)
• Keith Cupidon

  IRN KNC01006

  • CF30 Customer (6 Sep 2010 to 16 Dec 2011)
• Kevin Costello

  IRN KXC01355

  • CF1 Director (AR) (8 Nov 2010 to 9 Dec 2011)
  • CF30 Customer (4 Nov 2010 to 9 Dec 2011)
• Killian Eogham Fitzgerald

  IRN KEF01012

  • CF30 Customer (4 Oct 2010 to 7 Jan 2011)

• K.C. BUSINESS CONSULTANCY LIMITED (no longer appointed)

  FRN 533570 · Appointed 14 Oct 2010 · Until 9 Dec 2011

• Markit Group (UK) Limited (no longer appointed)

  FRN 490833 · Appointed 30 Oct 2008 · Until 7 Jul 2010

No changes recorded yet.