Credit Suisse (UK) Limited

• Principal Place of Business

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  City Of London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

  Web

  https://www.ubs.com/global/en/collections/credit-suisse/wealthmanagement/uk.html

• Complaints Contact

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Patrick Chautard

  IRN PWC01058

  • CF30 Customer (3 Oct 2011 to 17 Jul 2012)
• Patrick Haller

  IRN PXH02116

  • Responsibility for MCD Intermediation (17 Jan 2017 to 30 Jun 2018)
  • SMF18 Other Overall Responsibility (17 Jan 2017 to 30 Jun 2018)
• Patrick Otto Michael Wrede

  IRN POW01005

  • CF30 Customer (16 Sep 2010 to 21 Jun 2011)
• Patrick Wilson

  IRN PXW01383

  • [FCA CF] Client dealing (4 May 2018 to 8 Dec 2022)
  • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 8 Dec 2022)
  • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 8 Dec 2022)
  • [FCA CF] Material risk taker (7 Mar 2016 to 8 Dec 2022)
  • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
  • CF21 Investment Adviser (17 May 2006 to 31 Oct 2007)
• Paul Adam Reynolds

  IRN PAR01071

  • CF1 Director (1 Dec 2001 to 22 Jun 2004)
  • CF21 Investment Adviser (1 Dec 2001 to 24 Oct 2006)
  • CF27 Investment Management (1 Dec 2001 to 4 May 2005)
• Paul Andrew Bowman

  IRN PAB01201

  • CF30 Customer (1 Nov 2007 to 13 May 2008)
  • CF27 Investment Management (19 Jan 2006 to 31 Oct 2007)
  • CF21 Investment Adviser (13 Jul 2004 to 31 Oct 2007)
• Paul Anthony Rayner

  IRN PAR01102

  • CF21 Investment Adviser (13 Dec 2004 to 12 Mar 2007)
  • CF1 Director (16 Dec 2003 to 12 Mar 2007)
• Paul Clayton

  IRN PXC45294

  • [FCA CF] Material risk taker (since 23 Dec 2023)
  • [PRA CF] Significant risk taker or Material risk taker (since 23 Dec 2023)
  • [FCA CF] Manager of certification employee (12 Nov 2018 to 7 Apr 2026)
  • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 7 Apr 2026)
• Paul Clifford Arlotte

  IRN PCA01043

  • SMF16 Compliance Oversight (11 Nov 2016 to 27 Feb 2017)
• Paul Coleman

  IRN PXC86442

  • [FCA CF] Functions requiring qualifications (13 May 2019 to 3 Sep 2025)

No changes recorded yet.