Credit Suisse (UK) Limited

• Principal Place of Business

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  City Of London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

  Web

  https://www.ubs.com/global/en/collections/credit-suisse/wealthmanagement/uk.html

• Complaints Contact

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Gary Lee Thomas Gillespie

  IRN GLG01005

  • CF29 Significant management (4 Apr 2012 to 2 Jul 2014)
  • CF30 Customer (1 Nov 2007 to 2 Jul 2014)
  • CF27 Investment Management (15 Jan 2004 to 15 Dec 2004)
  • CF21 Investment Adviser (15 Jan 2004 to 31 Oct 2007)
  • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 10 Sep 2003)
• Gary Thomas McGraw

  IRN GTM01026

  • CF30 Customer (1 Nov 2007 to 20 Sep 2011)
  • CF27 Investment Management (19 Jan 2006 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Aug 2002 to 31 Oct 2007)
• Gautam Krishna

  IRN GXK01202

  • CF30 Customer (1 Nov 2007 to 26 Aug 2011)
  • CF21 Investment Adviser (19 Apr 2007 to 31 Oct 2007)
• George Bowring Challenor

  IRN GBC01012

  • CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2007)
  • CF27 Investment Management (1 Dec 2001 to 1 Jul 2007)
• Georgia Savva

  IRN GXS01572

  • CF30 Customer (1 Nov 2007 to 29 Jan 2008)
  • CF22 Investment Adviser (Trainee) (14 Nov 2005 to 31 Oct 2007)
• Georgios Koniaris

  IRN GXK01052

  • [FCA CF] Client dealing (9 Apr 2018 to 1 Oct 2019)
  • [FCA CF] Functions requiring qualifications (9 Apr 2018 to 1 Oct 2019)
• Georgios Mouskoundi

  IRN GXM01232

  • CF30 Customer (1 Sep 2013 to 6 Mar 2016)
  • CF21 Investment Adviser (11 Nov 2002 to 1 Jul 2007)
  • CF27 Investment Management (11 Nov 2002 to 1 Jul 2007)
• Gerald Kleinecke

  IRN GXK01194

  • CF26 Customer Trading (17 Oct 2006 to 7 Dec 2006)
• Gerard Ian Fox

  IRN GIF01004

  • CF30 Customer (1 Nov 2007 to 29 Jul 2011)
  • CF21 Investment Adviser (30 Mar 2006 to 31 Oct 2007)
• Giles Alistair White

  IRN GAW01054

  • CF21 Investment Adviser (7 Oct 2004 to 23 Feb 2007)

No changes recorded yet.