Credit Agricole Corporate and Investment Bank

Date authorised
28 July 2021
Companies House
FC008194
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Broadwalk House
    5 Appold Street
    London
    EC2A 2DA
    UNITED KINGDOM
    Phone
    +442072145000
    Web
    http://www.ca-cib.com

  • Complaints Contact

    Broadwalk House
    5 Appold Street
    London
    EC2A 2DA
    UNITED KINGDOM
    Phone
    +442072145000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Professional, Deposit

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in Article 25(2) of the RAO - making arrangements with a view to transactions being made and in Art 630 of the RAO - providing information in relation to a specified benchmark

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

    Show 1 limitation
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to Emissions Allowances’.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

    Show 1 limitation
    • · Retail Client Restriction - When dealing with retail clients, the firm may not carry out the investment activity in relation to Emissions Allowances.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

    Show 2 limitations
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
    • · Retail Client Restriction - When dealing with retail clients, the firm may not carry out the investment activity in relation to Emissions Allowances.

  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

    Show 1 limitation
    • · Retail Client Restriction - When dealing with retail clients, the firm may not carry out the investment activity in relation to Emissions Allowances.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

  • Holds Your Assets

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

  • Electronic Trade Settlement

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Neil Andrew Holmes

    IRN NAH01083

    • (574)CF30 Customer (1 Nov 2007 to 27 Aug 2013)
    • (575)CF21 Investment Adviser (25 Oct 2007 to 31 Oct 2007)
  • Neil Ashley Rothwell

    IRN NAR01024

    • (2064)CF30 Customer (1 Nov 2007 to 22 Nov 2012)
    • (2065)CF21 Investment Adviser (16 Jan 2006 to 31 Oct 2007)
  • Neil Gear

    IRN NHG01013

    • (1919)[FCA CF] Client dealing (4 Jan 2021 to 19 Apr 2023)
  • Neil James Leslie MacFarlane

    IRN NJM01097

    • (231)CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
  • Neil Maddocks

    IRN NEM01023

    • (341)[FCA CF] Manager of certification employee (since 9 Mar 2020)
    • (339)[FCA CF] Client dealing (since 9 Mar 2020)
    • (340)[FCA CF] Material risk taker (since 9 Mar 2020)
    • (1149)[FCA CF] Significant management (1 Nov 2021 to 1 Jan 2023)
  • Neil McGugan

    IRN NXM01159

    • (80)CF21 Investment Adviser (1 May 2004 to 11 Jun 2004)
  • Neil Robert Farquhar Donaldson

    IRN NRD01020

    • (739)CF40 Benchmark submission (30 Aug 2013 to 6 Mar 2016)
    • (740)CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • (741)CF21 Investment Adviser (1 May 2004 to 31 Oct 2007)
  • Neil Ryan

    IRN NXR01192

    • (131)CF21 Investment Adviser (3 Aug 2006 to 19 Oct 2006)
  • Niall Bernard Brady

    IRN NBB01005

    • (1773)CF21 Investment Adviser (1 Dec 2001 to 7 Jan 2005)
  • Nibras Hadi

    IRN NXH00291

    • (461)[FCA CF] Significant management (since 26 Apr 2023)
    • (460)[FCA CF] Client dealing (since 17 Mar 2022)
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Recent activity

Updates to this firm's record on the FCA register.

  1. trading name added: Credit Agricole Indosuez

  2. trading name added: Calyon

  3. trading name added: Banque Indosuez

  4. controlled function added: (518)SMF22 Other Local Responsibility

  5. controlled function added: (517)SMF22 Other Local Responsibility

  6. controlled function added: (516)SMF22 Other Local Responsibility

  7. controlled function added: (515)SMF22 Other Local Responsibility

  8. controlled function added: (514)SMF7 Group Entity Senior Manager

  9. controlled function added: (513)SMF24 Chief Operations

  10. controlled function added: (512)SMF22 Other Local Responsibility

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