Credit Agricole Corporate and Investment Bank

Date authorised
28 July 2021
Companies House
FC008194
Last scraped
5 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Broadwalk House
    5 Appold Street
    EC2A 2DA
    UNITED KINGDOM
    Phone
    +442072145000
    Web
    http://www.ca-cib.com

  • Complaints Contact

    Broadwalk House
    5 Appold Street
    EC2A 2DA
    UNITED KINGDOM
    Phone
    +442072145000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Professional, Deposit

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant, Emissions Allowance

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in Article 25(2) of the RAO - making arrangements with a view to transactions being made and in Art 630 of the RAO - providing information in relation to a specified benchmark

  • Arranges Investments

    For Eligible Counterparty, Professional, Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Emissions Allowance

    Show 1 limitation
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to Emissions Allowances’.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant, Emissions Allowance

    Show 1 limitation
    • · Retail Client Restriction - When dealing with retail clients, the firm may not carry out the investment activity in relation to Emissions Allowances.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant, Emissions Allowance

    Show 2 limitations
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
    • · Retail Client Restriction - When dealing with retail clients, the firm may not carry out the investment activity in relation to Emissions Allowances.

  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant, Emissions Allowance

    Show 1 limitation
    • · Retail Client Restriction - When dealing with retail clients, the firm may not carry out the investment activity in relation to Emissions Allowances.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

  • Holds Your Assets

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

  • Electronic Trade Settlement

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Patrycja Wroblewska

    IRN PXW01912

    • (502)[FCA CF] Significant management (since 13 Nov 2022)
    • (2028)SMF17 Money Laundering Reporting Officer (MLRO) (28 Nov 2019 to 18 Jun 2020)
  • Paul Andersen

    IRN PAA01072

    • (348)[FCA CF] Client dealing (since 30 Jul 2019)
    • (1296)[FCA CF] Manager of certification employee (22 Apr 2024 to 1 Feb 2026)
    • (1295)CF30 Customer (3 Dec 2010 to 6 Mar 2016)
  • Paul Andre Daniel Cril

    IRN PXC00640

    • (1302)[FCA CF] Client dealing (16 Sep 2024 to 10 Sep 2025)
  • Paul Andrew Butler-Smith

    IRN PAB01188

    • (522)CF30 Customer (19 May 2008 to 1 Feb 2012)
  • Paul Bajer

    IRN PEB01098

    • (1677)CF30 Customer (11 Dec 2009 to 19 May 2010)
  • Paul Bearman

    IRN PXB01380

    • (459)CF30 Customer (1 Nov 2007 to 12 May 2010)
    • (460)CF26 Customer Trading (14 Jul 2006 to 31 Oct 2007)
  • Paul Boyer

    IRN PXB00374

    • (488)[FCA CF] Significant management (since 26 Apr 2021)
  • Paul Charles Moodie Wilson

    IRN PCW01041

    • (8)CF30 Customer (17 Jul 2009 to 28 Oct 2011)
  • Paul Clifford Chivers

    IRN PCC00044

    • (797)CF23 Corporate Finance Adviser (1 Dec 2001 to 1 Jan 2004)
  • Paul Dennis Brady

    IRN PDB01075

    • (174)CF21 Investment Adviser (1 Dec 2001 to 1 Jan 2007)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (511)SMF19 Head of Overseas Branch/Head of Overseas

  2. controlled function added: (510)SMF19 Head of Overseas Branch/Head of Overseas

  3. controlled function added: (509)SMF4 Chief Risk

  4. controlled function added: (508)SMF2 Chief Finance

  5. controlled function added: (507)SMF17 Money Laundering Reporting Officer (MLRO)

  6. controlled function added: (506)SMF24 Chief Operations

  7. controlled function added: (505)SMF16 Compliance Oversight

  8. controlled function added: (504)SMF5 Head of Internal Audit

  9. controlled function added: (503)SMF22 Other Local Responsibility

  10. controlled function added: (502)[FCA CF] Significant management

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