Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 1 Jan 2023)
    • [FCA CF] Client dealing (since 24 Aug 2022)
    • [FCA CF] Manager of certification employee (since 24 Aug 2022)
    • [FCA CF] Significant management (since 24 Aug 2022)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 14 Aug 2022)
    • [FCA CF] Material risk taker (7 Mar 2016 to 14 Aug 2022)
    • [FCA CF] Client dealing (7 Mar 2016 to 14 Aug 2022)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 14 Aug 2022)
    • [PRA CF] Managing a material risk taker (7 Mar 2016 to 14 Aug 2022)
    • CF30 Customer (26 Jul 2013 to 6 Mar 2016)
  • Credit Agricole Corporate and Investment Bank (no longer approved here)

    FRN 124344

    • CF30 Customer (11 Dec 2009 to 19 May 2010)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (1 Nov 2007 to 14 Jul 2009)
    • CF21 Investment Adviser (17 Oct 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.