Date authorised
1 April 2013
Companies House
03270697
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    New Windsor House
    Oxon Business Park
    Shrewsbury
    Shropshire
    SY3 5HJ
    UNITED KINGDOM
    Phone
    +441743366350
  • Complaints Contact

    6 Bevis Marks
    London
    EC3A 7BA
    UNITED KINGDOM
    Phone
    +442080757971

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Marcus John Joseph Reynolds Golby

    IRN MJG01325

    • [FCA CF] Significant management (20 Feb 2025 to 31 Dec 2025)
  • Mehboob Patel

    IRN MXP00300

    • [FCA CF] Significant management (since 20 Feb 2025)
  • Nina Petty

    IRN NXB00333

    • SMF3 Executive Director (1 Apr 2022 to 24 Nov 2025)
  • Penelope Jane Bishop

    IRN PXB01872

    • [FCA CF] Significant management (since 20 Feb 2025)
  • Philip Spencer Bayles

    IRN PSB01106

    • SMF3 Executive Director (since 9 Jan 2026)
    • Responsible for Insurance Distribution (since 9 Jan 2026)
    • SMF1 Chief Executive (since 9 Jan 2026)
    • [FCA CF] Significant management (20 Feb 2025 to 9 Jan 2026)
  • Piers David Charles Wigan

    IRN PDW01099

    • CF1 Director (21 Jun 2007 to 30 Jun 2009)
  • Richard John Amphlett

    IRN RJA01137

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (13 Jul 2015 to 30 Sep 2018)
    • CF1 Director (21 Oct 2005 to 8 Dec 2019)
  • Richard John Tuplin

    IRN RJT01178

    • SMF3 Executive Director (11 Apr 2025 to 3 Dec 2025)
    • SMF1 Chief Executive (11 Apr 2025 to 3 Dec 2025)
    • Responsible for Insurance Distribution (11 Apr 2025 to 3 Dec 2025)
  • Richard Packman

    IRN RXP02345

    • SMF3 Executive Director (12 Apr 2021 to 29 Apr 2022)
  • Scott Nathan Lowe

    IRN SXL00403

    • [FCA CF] Significant management (since 20 Feb 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.