Cox Mahon Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Simon James Gulliford
IRN SJG01185
- SMF9 Chair of the Governing Body (since 19 Feb 2025)
Stephen John Tearle
IRN SJT01193
- [FCA CF] Significant management (since 20 Feb 2025)
Thomas William Clark
IRN TWC01046
- [FCA CF] Significant management (since 20 Feb 2025)
Vernon Edmund Christopher Taylor
IRN VET01009
- CF1 Director (AR) (18 Jun 2015 to 11 Dec 2015)
- CF1 Director (14 Jan 2005 to 1 Jul 2015)
- CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
- Responsible for Insurance Mediation (14 Jan 2005 to 1 Jul 2015)

Smaller firms operating under this firm's FCA authorisation.

TLO Risk Services Limited (no longer appointed)
FRN 677060 · Appointed 13 Mar 2015 · Until 11 Dec 2015
Philip Mitchell (no longer appointed)
FRN 591216 · Appointed 14 Nov 2012 · Until 19 Aug 2014
Mortimers Solicitors (no longer appointed)
FRN 453639 · Appointed 19 Jun 2006 · Until 15 Aug 2007

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.