Date authorised
1 April 2013
Companies House
00911235
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    A-B Mill
    Dean Clough Mills
    Halifax
    Calderdale
    HX3 5AX
    UNITED KINGDOM
    Phone
    +4403302210444
  • Complaints Contact

    A-B Mill
    Dean Clough Mills
    Halifax
    Calderdale
    HX3 5AX
    UNITED KINGDOM
    Phone
    +4403302210444

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Capital redemption, Life and annuity, Permanent health

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For All, Capital redemption, Life and annuity, Permanent health

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mahomed Iqbal Gelu

    IRN MIG01004

    • CF1 Director (1 Dec 2001 to 23 May 2008)
  • Maria Louise Leighton

    IRN MLL01042

    • SMF2 Chief Finance (8 Nov 2019 to 31 Jul 2022)
  • Mark David Joyce

    IRN MXJ00262

    • [FCA CF] Significant management (1 Oct 2019 to 28 Feb 2025)
  • Mark Hodder

    IRN MXH00543

    • [FCA CF] Significant management (1 Dec 2019 to 11 Oct 2023)
  • Michael Arnold

    IRN MXA01140

    • CF12 Actuarial (1 Dec 2001 to 6 Jan 2005)
  • Michelle Neary

    IRN MXN00210

    • [FCA CF] Significant management (1 Dec 2021 to 30 Jun 2023)
  • Neil Walker

    IRN NXW00175

    • [FCA CF] Significant management (1 Dec 2021 to 20 Aug 2022)
  • Nicholas George Cooper

    IRN NGC01011

    • Responsible for Insurance Mediation (14 Jan 2005 to 28 Feb 2007)
    • CF3 Chief Executive (1 Dec 2001 to 13 Jul 2006)
    • CF1 Director (1 Dec 2001 to 24 Feb 2015)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 13 Jul 2006)
  • Nicholas Michael Caplan

    IRN NMC01094

    • Director of firm who is not a certification employee or a SMF manager (10 Dec 2018 to 31 Jan 2023)
  • Nicholas Rawlings

    IRN NXR00122

    • SMF18 Other Overall Responsibility (since 20 Feb 2024)
    • [FCA CF] Significant management (1 Dec 2019 to 19 Feb 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.