Date authorised
1 April 2013
Companies House
00911235
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    A-B Mill
    Dean Clough Mills
    Halifax
    Calderdale
    HX3 5AX
    UNITED KINGDOM
    Phone
    +4403302210444
  • Complaints Contact

    A-B Mill
    Dean Clough Mills
    Halifax
    Calderdale
    HX3 5AX
    UNITED KINGDOM
    Phone
    +4403302210444

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Capital redemption, Life and annuity, Permanent health

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For All, Capital redemption, Life and annuity, Permanent health

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Bernard Alexei Alexander

    IRN JBA01018

    • CF2 Non Executive Director (1 Dec 2001 to 7 Jan 2003)
  • John Giles Blundell

    IRN JGB01051

    • SIMF1 Chief Executive Function (7 Mar 2016 to 4 May 2016)
    • CF8 Apportionment and Oversight (3 Apr 2006 to 6 Mar 2016)
    • CF3 Chief Executive (3 Apr 2006 to 6 Mar 2016)
    • CF1 Director (3 Apr 2006 to 4 May 2016)
    • Responsible for Insurance Mediation (7 Feb 2006 to 4 May 2016)
  • John Henry Cugley

    IRN JHC01129

    • CF11 Money Laundering Reporting (10 Sep 2010 to 5 Sep 2011)
  • Jonathan Lancelot Eddis

    IRN JLE01009

    • SMF12 Chair of the Remuneration Committee (since 6 Nov 2023)
  • Karl Peter Murphy

    IRN KPM01068

    • Director of firm who is not a certification employee or a SMF manager (10 Dec 2018 to 28 Feb 2021)
  • Karl Poulsen

    IRN KXP00166

    • [FCA CF] Significant management (1 Apr 2021 to 31 Aug 2021)
  • Karyn Strickland

    IRN KXS00383

    • [FCA CF] Significant management (1 Dec 2021 to 4 Nov 2022)
  • Laurent Pierre Marie Eckert

    IRN LPE01007

    • SMF17 Money Laundering Reporting Officer (MLRO) (27 Jul 2023 to 31 Dec 2023)
    • SMF4 Chief Risk (10 Dec 2018 to 31 Dec 2023)
    • SMF16 Compliance Oversight (10 Dec 2018 to 31 Dec 2023)
    • CF10 Compliance Oversight (20 Jun 2016 to 9 Dec 2018)
    • SIMF4 Chief Risk Function (15 Jun 2016 to 9 Dec 2018)
  • Lindsay Gail Unwin

    IRN LGU01000

    • CF12 Actuarial (27 Nov 2009 to 6 Mar 2016)
  • Lisa Jane Meigh

    IRN LXM27921

    • SMF18 Other Overall Responsibility (since 17 Nov 2021)
    • [FCA CF] Significant management (1 Dec 2019 to 1 Nov 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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