Date authorised
1 April 2013
Companies House
00613259
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    A-B Mill
    Dean Clough Mills
    Halifax
    Calderdale
    HX3 5AX
    UNITED KINGDOM
    Phone
    +443302210444
  • Complaints Contact

    A-B Mill
    Dean Clough Mills
    Halifax
    Calderdale
    HX3 5AX
    UNITED KINGDOM
    Phone
    +443302210444

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Simon Clive Kneller

    IRN SCK01012

    • SMF18 Other Overall Responsibility (17 Jun 2021 to 3 Jul 2023)
    • SMF20 Chief Actuary (10 Dec 2018 to 17 Jun 2021)
    • SIMF20 Chief Actuary Function (7 Mar 2016 to 9 Dec 2018)
    • CF1 Director (1 Oct 2012 to 6 Mar 2016)
  • Simon Joseph Cooter

    IRN SJC01391

    • SMF23 Chief Underwriting Officer (10 Dec 2018 to 1 May 2019)
    • SIMF22 Chief Underwriting Officer Function (7 Mar 2016 to 9 Dec 2018)
    • CF29 Significant management (29 Jan 2013 to 6 Mar 2016)
  • Sophie Helene Marie O'Kelly

    IRN SXO00005

    • SMF20 Chief Actuary (24 Nov 2020 to 22 Dec 2023)
  • Stephen Clarke

    IRN SAC01115

    • SMF10 Chair of the Risk Committee (10 Dec 2018 to 31 Jan 2023)
    • SMF12 Chair of the Remuneration Committee (10 Dec 2018 to 31 Jan 2023)
    • SMF14 Senior Independent Director (10 Dec 2018 to 31 Oct 2023)
    • SIMF10 Chair of the Risk Committee (19 Apr 2017 to 9 Dec 2018)
    • SIMF14 Senior Independent Director (17 Nov 2016 to 9 Dec 2018)
    • SIMF12 Chair of the Remuneration Committee (17 Nov 2016 to 9 Dec 2018)
    • CF2 Non Executive Director (30 Jun 2015 to 6 Mar 2016)
  • Stephen James Walker

    IRN SXW44457

    • [FCA CF] Significant management (10 Dec 2018 to 5 Nov 2021)
  • Stephen Long

    IRN SXL44463

    • SMF24 Chief Operations (since 20 Sep 2023)
    • [FCA CF] Significant management (10 Dec 2018 to 19 Sep 2023)
  • Steven Jackson

    IRN SXJ01689

    • SMF17 Money Laundering Reporting Officer (MLRO) (10 Dec 2018 to 17 Mar 2023)
    • CF11 Money Laundering Reporting (4 Dec 2015 to 9 Dec 2018)
  • Steven Paul Dennis

    IRN SXD00816

    • [FCA CF] Significant management (24 Jul 2024 to 31 Mar 2025)
  • Steven Whittaker

    IRN SXW01212

    • CF29 Significant management (1 Nov 2007 to 1 Sep 2012)
    • CF10 Compliance Oversight (1 Dec 2001 to 1 Sep 2012)
    • CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 23 Sep 2015)
  • Susan Jane Ronald

    IRN SXR00635

    • [FCA CF] Significant management (since 5 Nov 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.