Date authorised
1 April 2013
Companies House
00613259
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    A-B Mill
    Dean Clough Mills
    Halifax
    Calderdale
    HX3 5AX
    UNITED KINGDOM
    Phone
    +443302210444
  • Complaints Contact

    A-B Mill
    Dean Clough Mills
    Halifax
    Calderdale
    HX3 5AX
    UNITED KINGDOM
    Phone
    +443302210444

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Susan Margaret Coffey

    IRN SXC44464

    • SMF23 Chief Underwriting Officer (since 24 Aug 2023)
    • Responsible for Insurance Distribution (24 Aug 2023 to 20 May 2024)
    • [FCA CF] Significant management (10 Dec 2018 to 23 Aug 2023)
  • Thierry Francq

    IRN TXF00047

    • SMF9 Chair of the Governing Body (20 Apr 2023 to 1 Jul 2023)
    • SMF7 Group Entity Senior Manager (4 Jun 2021 to 2 Jan 2024)
  • Thomas Barbarez

    IRN TXB00393

    • [FCA CF] Significant management (since 6 Nov 2024)
  • Thomas Maxwell Clay

    IRN TXC00429

    • [FCA CF] Significant management (since 8 Jul 2024)
  • Thomas Scott Nelson

    IRN TSN01004

    • CF2 Non Executive Director (1 Dec 2001 to 31 Mar 2009)
  • Tracey Joanne Smith

    IRN TXS03667

    • [FCA CF] Significant management (11 Nov 2020 to 26 Nov 2021)
  • Victoria Heslop

    IRN VXH44291

    • [FCA CF] Significant management (since 1 Dec 2019)
  • Wan Hsien Heah

    IRN WXH00100

    • SMF20 Chief Actuary (since 11 Jul 2024)
  • William Lindsay McGowan

    IRN WLM01014

    • [FCA CF] Significant management (since 14 Feb 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.