Date authorised
28 May 2013
Companies House
OC375146
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2nd Floor
    11 Charles II Street
    London
    SW1Y 4QU
    UNITED KINGDOM
    Phone
    +4402035406850
  • Complaints Contact

    2nd Floor
    11 Charles II Street
    London
    SW1Y 4QU
    UNITED KINGDOM
    Phone
    +4402045205285

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Scott Campbell

    IRN SXC01190

    • [FCA CF] Client dealing (since 15 Jul 2024)
  • Simon Iain Guy Mills

    IRN SIM01043

    • CF30 Customer (1 Nov 2017 to 25 Mar 2019)
  • Toby James Mitchell

    IRN TJM01095

    • SMF27 Partner (9 Dec 2019 to 21 Jan 2020)
    • CF4 Partner (28 May 2013 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (28 May 2013 to 29 Mar 2018)
    • CF10 Compliance Oversight (28 May 2013 to 24 Apr 2019)
  • Tomas Eidukas

    IRN TXE00042

    • [FCA CF] Client dealing (since 1 Feb 2024)
    • [FCA CF] Client dealing (31 Mar 2021 to 28 Jun 2021)
  • Uchenna Christopher Stuart Egbunike

    IRN UCE01000

    • SMF27 Partner (3 Jun 2021 to 7 Apr 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 7 Apr 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 7 Apr 2025)
    • CF30 Customer (23 Apr 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (23 Apr 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (23 Apr 2019 to 8 Dec 2019)
  • Wassil Mohammed El Hebil

    IRN WXM01264

    • [FCA CF] Client dealing (31 Mar 2021 to 21 Jun 2021)
  • Xuhui Yang

    IRN XXY01007

    • [FCA CF] Significant management (since 31 Mar 2021)
    • [FCA CF] Client dealing (since 31 Mar 2021)
  • Zilvinas Mecelis

    IRN ZXM01042

    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (28 May 2013 to 8 Dec 2019)
    • CF4 Partner (28 May 2013 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.