Date authorised
28 May 2013
Companies House
OC375146
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2nd Floor
    11 Charles II Street
    London
    SW1Y 4QU
    UNITED KINGDOM
    Phone
    +4402035406850
  • Complaints Contact

    2nd Floor
    11 Charles II Street
    London
    SW1Y 4QU
    UNITED KINGDOM
    Phone
    +4402045205285

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jose De La Rosa

    IRN JXD01705

    • SMF27 Partner (since 2 Aug 2021)
    • [FCA CF] Client dealing (since 10 May 2021)
  • Katrina Ann West

    IRN KXW00273

    • SMF16 Compliance Oversight (since 19 Jun 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 19 Jun 2025)
    • SMF27 Partner (since 19 Jun 2025)
  • Leonardo Anguiano

    IRN LXA01047

    • [FCA CF] Client dealing (since 1 Oct 2025)
  • Luca Artesani

    IRN LXA01488

    • CF11 Money Laundering Reporting (12 Apr 2018 to 11 Jan 2019)
  • Matthew John Meehan

    IRN MXM00462

    • [FCA CF] Client dealing (31 Mar 2021 to 28 May 2021)
  • Michael Homem

    IRN MXH00456

    • [FCA CF] Client dealing (since 31 Mar 2021)
  • Michael L. DiNapoli

    IRN MXD00325

    • [FCA CF] Client dealing (21 Feb 2023 to 5 Apr 2025)
    • SMF27 Partner (14 Feb 2023 to 5 Apr 2025)
  • Peter John Murphy

    IRN PJM01395

    • SMF27 Partner (since 18 Jul 2025)
    • [FCA CF] Client dealing (since 24 Apr 2025)
    • SMF27 Partner (9 Dec 2019 to 31 Dec 2020)
    • CF11 Money Laundering Reporting (22 Feb 2019 to 24 Apr 2019)
    • CF30 Customer (28 May 2013 to 8 Dec 2019)
    • CF4 Partner (28 May 2013 to 8 Dec 2019)
  • Rolanas Stikovas

    IRN RXS02374

    • CF30 Customer (28 May 2013 to 13 Jul 2015)
    • CF4 Partner (28 May 2013 to 13 Jul 2015)
  • Roland Michel Marie Beunardeau

    IRN RXB10101

    • [FCA CF] Client dealing (4 Jul 2024 to 22 Oct 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.