Corten Advisors UK LLP

Date authorised
6 January 2020
Companies House
OC426538
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    25 Golden Square
    3rd Floor South
    London
    W1F 9LU
    UNITED KINGDOM
    Phone
    +442078615998
    Web
    https://www.cortencapital.com

  • Complaints Contact

    25 Golden Square
    3rd Floor South
    London
    W1F 9LU
    UNITED KINGDOM
    Phone
    +442078615998

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Neil Patel

    IRN NXP00219

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Niklas Gordon Daniel Nikolai

    IRN NXN00006

    • [FCA CF] Client dealing (since 3 Jul 2023)
  • Raymond Clay Gibson

    IRN RXG00308

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Russil Al Timimi

    IRN RXA00282

    • [FCA CF] Client dealing (17 May 2021 to 17 Mar 2025)
  • Simon William Begg

    IRN SWB01085

    • [FCA CF] Significant management (since 6 Jan 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Jan 2020)
    • SMF27 Partner (since 6 Jan 2020)
    • [FCA CF] Client dealing (since 6 Jan 2020)
    • SMF16 Compliance Oversight (since 6 Jan 2020)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.