Corebridge Institutional Investments (Europe) Limited

Date authorised
1 April 2013
Companies House
04665011
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Corebridge Institutional Investments (Europe) Ltd
    3 St. Helen's Place
    London
    City Of London
    EC3A 6AB
    UNITED KINGDOM
    Phone
    +442071539559
  • Complaints Contact

    Corebridge Institutional Investments (Europe) Ltd
    3 St. Helen's Place
    London
    City Of London
    EC3A 6AB
    UNITED KINGDOM
    Phone
    +442071539559

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mark Christopher Hutchings

    IRN MCH01042

    • CF30 Customer (4 Jan 2010 to 19 Aug 2011)
  • Mark Rowe

    IRN MXR02598

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Jul 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Jul 2024)
    • CF30 Customer (15 Feb 2016 to 8 Dec 2019)
  • Matthew James Phillips

    IRN MXP07628

    • [FCA CF] Client dealing (30 Sep 2020 to 9 Dec 2022)
  • Matthieu de Hen

    IRN MXD02220

    • [FCA CF] Client dealing (9 Dec 2019 to 17 Feb 2023)
    • CF30 Customer (26 Jun 2014 to 8 Dec 2019)
  • Michael Foscoe

    IRN MXF01709

    • [FCA CF] Client dealing (20 Apr 2020 to 17 Feb 2023)
    • [FCA CF] Material risk taker (20 Apr 2020 to 17 Feb 2023)
  • Michael Shneerson

    IRN MXS00491

    • [FCA CF] Client dealing (6 Jan 2020 to 3 Nov 2023)
  • Miguel Hugues Michel Gendre

    IRN MHG01054

    • CF30 Customer (4 Nov 2011 to 10 Oct 2019)
  • Monika Maria Machon

    IRN MMM01023

    • CF2 Non Executive Director (6 May 2014 to 30 Nov 2015)
    • CF1 Director (4 Jan 2010 to 14 Apr 2014)
    • CF3 Chief Executive (4 Jan 2010 to 14 Apr 2014)
  • Naveen Kumar Patha

    IRN NKP01006

    • CF30 Customer (4 Jan 2010 to 8 Dec 2019)
  • Nicholas, Joseph, Christopher Smallwood

    IRN NJS01202

    • CF30 Customer (3 Jul 2013 to 18 Dec 2015)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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