Corebridge Institutional Investments (Europe) Limited

Date authorised
1 April 2013
Companies House
04665011
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Corebridge Institutional Investments (Europe) Ltd
    3 St. Helen's Place
    London
    City Of London
    EC3A 6AB
    UNITED KINGDOM
    Phone
    +442071539559
  • Complaints Contact

    Corebridge Institutional Investments (Europe) Ltd
    3 St. Helen's Place
    London
    City Of London
    EC3A 6AB
    UNITED KINGDOM
    Phone
    +442071539559

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nicola Free

    IRN NXS01333

    • CF30 Customer (17 Aug 2015 to 23 Aug 2018)
  • Nicola-Jayne Wilkes

    IRN NXW01442

    • [FCA CF] Material risk taker (since 1 Oct 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (23 Jan 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Aug 2017 to 8 Dec 2019)
  • Nigel Brennan

    IRN NXB00171

    • [FCA CF] Significant management (9 Dec 2019 to 3 Aug 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 3 Aug 2023)
  • Nikhil Neil Shah

    IRN NXS00548

    • [FCA CF] Client dealing (22 May 2023 to 23 Sep 2024)
  • Nikil Kannan

    IRN NXK01372

    • CF30 Customer (4 Nov 2011 to 22 Jun 2015)
  • Nikolaos Evmorfopoulos

    IRN NXE01087

    • [FCA CF] Client dealing (9 Dec 2019 to 17 Mar 2023)
    • CF30 Customer (4 Jan 2010 to 8 Dec 2019)
  • Oliver Holt

    IRN OXH00034

    • [FCA CF] Client dealing (1 Mar 2021 to 18 Mar 2022)
  • Owen Murphy

    IRN OXM01168

    • [FCA CF] Client dealing (9 Dec 2019 to 3 Mar 2023)
    • CF30 Customer (15 Jun 2015 to 8 Dec 2019)
  • Paul Cleary

    IRN PXC01809

    • CF30 Customer (4 Jan 2010 to 14 Jan 2013)
  • Philip David Meir

    IRN PDM01075

    • CF30 Customer (1 Feb 2011 to 31 Mar 2011)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.