Nicola Free

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Wells Fargo Securities International Limited

    FRN 186745

    • [FCA CF] Manager of certification employee (since 19 Mar 2026)
    • [FCA CF] Client dealing (since 1 Mar 2024)
    • [FCA CF] Material risk taker (since 1 Mar 2024)
  • Wells Fargo Bank, National Association

    FRN 456183

    • [FCA CF] Significant management (since 27 Jun 2024)
    • [FCA CF] Material risk taker (since 13 Apr 2022)
    • [FCA CF] Client dealing (since 13 Apr 2022)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Manager of certification employee (22 Jun 2020 to 5 Nov 2021)
    • [FCA CF] Client dealing (22 Jun 2020 to 5 Nov 2021)
    • [PRA CF] Managing a material risk taker (12 Jun 2020 to 14 Aug 2020)
    • [PRA CF] Significant risk taker or Material risk taker (19 Dec 2019 to 7 Aug 2020)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Managing a material risk taker (14 Apr 2020 to 14 Aug 2020)
    • [PRA CF] Significant risk taker or Material risk taker (19 Dec 2019 to 7 Aug 2020)
    • [FCA CF] Manager of certification employee (18 Feb 2019 to 5 Nov 2021)
    • [FCA CF] Client dealing (17 Oct 2018 to 5 Nov 2021)
  • Corebridge Institutional Investments (Europe) Limited (no longer approved here)

    FRN 500338

    • CF30 Customer (17 Aug 2015 to 23 Aug 2018)
  • N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)

    FRN 124451

    • CF21 Investment Adviser (14 Nov 2003 to 24 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

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