Corebridge Institutional Investments (Europe) Limited

• Principal Place of Business

  Corebridge Institutional Investments (Europe) Ltd

  3 St. Helen's Place

  London

  City Of London

  EC3A 6AB

  UNITED KINGDOM

  Phone

  +442071539559

  Web

  https://www.corebridgefinancial.com/who-we-are

• Complaints Contact

  Corebridge Institutional Investments (Europe) Ltd

  3 St. Helen's Place

  London

  City Of London

  EC3A 6AB

  UNITED KINGDOM

  Phone

  +442071539559

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jennifer Marlow

  IRN JSM01195

  • CF30 Customer (15 Sep 2011 to 9 Sep 2016)
• Jeremy Ashley Baldwin

  IRN JAB01191

  • [FCA CF] Material risk taker (9 Dec 2019 to 1 Aug 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 1 Aug 2023)
  • CF1 Director (4 Jan 2010 to 23 Apr 2013)
  • CF30 Customer (4 Jan 2010 to 8 Dec 2019)
• Joel Howard Hammer

  IRN JHH01044

  • CF1 Director (AR) (1 Jun 2010 to 27 Jan 2012)
• John Richard Gardiner

  IRN JRG01171

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Material risk taker (9 Dec 2019 to 12 May 2025)
  • CF30 Customer (9 Jul 2014 to 8 Dec 2019)
• John Yew Chai Chan

  IRN JYC01001

  • [FCA CF] Client dealing (9 Dec 2019 to 23 Sep 2024)
  • CF30 Customer (4 Jan 2010 to 8 Dec 2019)
• Jonathan Lawless

  IRN JXL00267

  • SMF3 Executive Director (since 17 Oct 2023)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
• Julia Dulneva

  IRN JXD02233

  • [FCA CF] Client dealing (9 Dec 2019 to 21 Oct 2022)
  • CF30 Customer (27 Mar 2015 to 8 Dec 2019)
• Justin Adrian Philip Crawley

  IRN JAC01397

  • CF30 Customer (4 Jan 2010 to 1 Oct 2014)
• Kalvi Nadarajah

  IRN KXN01206

  • CF30 Customer (30 Sep 2016 to 8 Dec 2019)
• Karsten Hartmann

  IRN KXH01534

  • [FCA CF] Client dealing (9 Dec 2019 to 21 Mar 2021)
  • CF30 Customer (30 Sep 2015 to 8 Dec 2019)

• AIG Global Real Estate Investment (Europe) Ltd (no longer appointed)

  FRN 221561 · Appointed 4 Jan 2010 · Until 1 Aug 2015

No changes recorded yet.