Date authorised
1 April 2013
Companies House
BR002630
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    60 London Wall
    London
    EC2M 5AA
    UNITED KINGDOM
    Phone
    +4402078093000
  • Complaints Contact

    60 London Wall
    London
    EC2M 5AA
    UNITED KINGDOM
    Phone
    +4402078093000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Eligible Counterparty, Professional, Deposit

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Carbon Auction Bidding

    For Eligible Counterparty, Professional, Emissions Auction Product

  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 2 limitations
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Electronic Trade Settlement

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Luuk Geert Albert Heuskes

    IRN LGH01022

    • CF30 Customer (1 Nov 2007 to 30 May 2008)
    • CF21 Investment Adviser (16 Nov 2006 to 31 Oct 2007)
  • Lyn Gore Graham-Taylor

    IRN LGG01017

    • [FCA CF] Client dealing (since 7 Mar 2016)
    • CF30 Customer (28 Jun 2011 to 6 Mar 2016)
  • MARTYN CREES

    IRN MXC00682

    • [FCA CF] Manager of certification employee (since 6 Mar 2026)
    • [PRA CF] Significant risk taker or Material risk taker (since 4 Apr 2025)
    • [FCA CF] Material risk taker (since 4 Apr 2025)
    • [FCA CF] Material risk taker (8 Feb 2022 to 6 Mar 2022)
  • Maarten Bastiaan Ooms

    IRN MBO01007

    • [FCA CF] Client dealing (16 Aug 2017 to 18 Feb 2021)
    • CF30 Customer (1 Nov 2007 to 1 Jan 2013)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Maarten Victor Frans Terwindt

    IRN MVT01011

    • CF30 Customer (22 Aug 2011 to 6 Mar 2016)
  • Malin Robinson

    IRN MXR80527

    • [FCA CF] Client dealing (since 29 May 2018)
  • Malkeet Singh Dhaliwal

    IRN MSD01084

    • CF30 Customer (23 Aug 2010 to 19 Dec 2012)
  • Mandy Ruth Payne

    IRN MRP01076

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 8 Nov 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 8 Nov 2002)
  • Manolo Pedrini

    IRN MXP01278

    • CF21 Investment Adviser (17 Apr 2003 to 13 May 2005)
    • CF26 Customer Trading (11 Apr 2003 to 17 Apr 2003)
  • Marc Jaskowiak

    IRN MXJ01099

    • CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2004)
    • CF26 Customer Trading (1 Dec 2001 to 30 Jun 2004)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.