Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Societe Generale
FRN 124866
- [FCA CF] Material risk taker (since 30 Jan 2023)
- [FCA CF] Client dealing (since 19 Sep 2018)
- [FCA CF] Manager of certification employee (since 19 Sep 2018)
- [FCA CF] Material risk taker (24 Jul 2020 to 25 Oct 2021)
-
- CF30 Customer (22 Aug 2014 to 6 Mar 2016)
-
- CF30 Customer (11 Apr 2013 to 17 Aug 2014)
-
- CF30 Customer (21 Mar 2013 to 17 Aug 2014)
-
- CF30 Customer (1 Nov 2007 to 8 May 2008)
- CF21 Investment Adviser (13 Jun 2005 to 31 Oct 2007)
-
- CF21 Investment Adviser (17 Apr 2003 to 13 May 2005)
- CF26 Customer Trading (11 Apr 2003 to 17 Apr 2003)
-
- CF26 Customer Trading (1 Dec 2001 to 4 Dec 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.