Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 30 Jan 2023)
    • [FCA CF] Client dealing (since 19 Sep 2018)
    • [FCA CF] Manager of certification employee (since 19 Sep 2018)
    • [FCA CF] Material risk taker (24 Jul 2020 to 25 Oct 2021)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (22 Aug 2014 to 6 Mar 2016)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • CF30 Customer (11 Apr 2013 to 17 Aug 2014)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • CF30 Customer (21 Mar 2013 to 17 Aug 2014)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF30 Customer (1 Nov 2007 to 8 May 2008)
    • CF21 Investment Adviser (13 Jun 2005 to 31 Oct 2007)
  • Cooperatieve Rabobank U.A. (no longer approved here)

    FRN 171596

    • CF21 Investment Adviser (17 Apr 2003 to 13 May 2005)
    • CF26 Customer Trading (11 Apr 2003 to 17 Apr 2003)
  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • CF26 Customer Trading (1 Dec 2001 to 4 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.