Cooperatieve Rabobank U.A.

• Principal Place of Business

  60 London Wall

  London

  EC2M 5AA

  UNITED KINGDOM

  Phone

  +4402078093000

  Web

  https://www.rabobank.co.uk

• Complaints Contact

  60 London Wall

  London

  EC2M 5AA

  UNITED KINGDOM

  Phone

  +4402078093000

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Carbon Auction Bidding

  For Eligible Counterparty, Professional, Emissions Auction Product

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jake William Wetherall

  IRN JWW01098

  • [FCA CF] Algorithmic trading (since 6 Mar 2026)
  • [FCA CF] Proprietary trader (since 7 Mar 2016)
  • [FCA CF] Client dealing (since 7 Mar 2016)
  • [FCA CF] Manager of certification employee (since 7 Mar 2016)
  • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
  • CF21 Investment Adviser (28 Dec 2006 to 31 Oct 2007)
• James Christopher Mitchell

  IRN JCM01205

  • CF21 Investment Adviser (4 Feb 2005 to 30 Jun 2005)
• James Douglas

  IRN JJD01120

  • [FCA CF] Client dealing (26 Nov 2018 to 23 Feb 2022)
• James Hairstens McGowan

  IRN JHM01095

  • CF30 Customer (25 Jan 2008 to 17 Dec 2015)
• James Hall

  IRN JMH01361

  • [FCA CF] Client dealing (7 Mar 2016 to 7 Jul 2022)
  • [FCA CF] Proprietary trader (7 Mar 2016 to 7 Jul 2022)
  • CF30 Customer (18 Dec 2012 to 21 Jul 2014)
• James Jaewuk Han

  IRN JJH01159

  • [FCA CF] Client dealing (7 Mar 2016 to 15 Jul 2022)
  • [FCA CF] Manager of certification employee (7 Mar 2016 to 15 Jul 2022)
  • [FCA CF] Material risk taker (7 Mar 2016 to 15 Jul 2022)
  • CF30 Customer (14 Apr 2010 to 6 Mar 2016)
• James Macleod

  IRN JXM01298

  • [FCA CF] Client dealing (19 Jan 2023 to 30 Sep 2024)
• James Peter Laurence Cass

  IRN JPC01107

  • [FCA CF] Manager of certification employee (6 Mar 2019 to 28 Feb 2023)
  • [FCA CF] Client dealing (7 Mar 2016 to 28 Feb 2023)
  • CF30 Customer (18 Nov 2013 to 6 Mar 2016)
• Jan Willem Rumold Lambregts

  IRN JWL01078

  • [FCA CF] Client dealing (since 7 Mar 2016)
  • [FCA CF] Material risk taker (31 Oct 2024 to 6 Mar 2026)
  • [PRA CF] Managing a material risk taker (6 Mar 2024 to 31 Oct 2024)
  • [FCA CF] Manager of certification employee (7 Mar 2016 to 6 Mar 2026)
  • CF30 Customer (29 Oct 2009 to 6 Mar 2016)
• Jane Mary Foley

  IRN JMF01145

  • [FCA CF] Client dealing (since 7 Mar 2016)
  • [FCA CF] Manager of certification employee (7 Mar 2016 to 6 Mar 2022)
  • CF30 Customer (17 Sep 2010 to 6 Mar 2016)

No changes recorded yet.