Date authorised
10 December 2020
Companies House
12714422
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2nd Floor 28 Austin Friars
    London
    EC2N 2QQ
    UNITED KINGDOM
    Phone
    +442080668340
  • Complaints Contact

    2nd Floor 28 Austin Friars
    London
    EC2N 2QQ
    UNITED KINGDOM
    Phone
    +442080668340

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Share, Unit

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher Ronald Edward Joye

    IRN CXJ00007

    • SMF9 Chair of the Governing Body (since 10 Dec 2020)
  • Glenn Armando Regis

    IRN GXR00349

    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 1 Sep 2025)
  • Jacopo Bazzano

    IRN JXB01410

    • [FCA CF] Functions requiring qualifications (20 Jun 2023 to 22 Nov 2024)
  • Jemima Milford

    IRN JXM01941

    • [FCA CF] Functions requiring qualifications (21 Mar 2024 to 17 Oct 2025)
  • John Finbarr O'Leary

    IRN JFO01016

    • 14. Managing investments
    • SMF3 Executive Director (since 7 Mar 2024)
    • [FCA CF] Material risk taker (since 26 Jun 2023)
    • [FCA CF] Functions requiring qualifications (since 26 Jun 2023)
  • Mario Simonetti

    IRN MXS05368

    • [FCA CF] Functions requiring qualifications (26 Aug 2025 to 18 Dec 2025)
  • Mark Bozkurt

    IRN MXB04314

    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 9 Jan 2026)
  • Nathan Giang

    IRN NXG00388

    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 9 Apr 2026)
  • Neyavan Suthaharan

    IRN NXS00720

    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 23 Apr 2025)
  • Nicola Campregher

    IRN NXC01461

    • SMF3 Executive Director (10 Dec 2020 to 15 Nov 2023)

Recent activity

Updates to this firm's record on the FCA register.

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