Coolabah Capital (UK) Ltd

Date authorised
10 December 2020
Companies House
12714422
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2nd Floor 28 Austin Friars
    London
    EC2N 2QQ
    UNITED KINGDOM
    Phone
    +442080668340
    Web
    https://coolabahcapital.com

  • Complaints Contact

    2nd Floor 28 Austin Friars
    London
    EC2N 2QQ
    UNITED KINGDOM
    Phone
    +442080668340

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Share, Unit

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Oliver James Walsh

    IRN OXW00068

    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 22 Aug 2023)
  • Rakin Islam

    IRN RXI00041

    • [FCA CF] Functions requiring qualifications (10 Jan 2022 to 31 May 2024)
  • Roger Bruce Douglas

    IRN RBD01011

    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 30 Nov 2022)
  • Shretan Dholakia

    IRN SXD01303

    • [FCA CF] Material risk taker (since 1 Jul 2022)
    • SMF16 Compliance Oversight (since 10 Dec 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Dec 2020)
    • SMF3 Executive Director (since 10 Dec 2020)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.