Computershare Investor Services Plc

• Principal Place of Business

  Computershare Investor Services plc

  The Pavilions

  Bridgwater Road

  Bristol

  BS13 8AE

  UNITED KINGDOM

  Phone

  +4403707020003

  Web

  https://www-uk.computershare.com

• Complaints Contact

  The Pavilions

  Bridgwater Road

  Bristol

  BS13 8AE

  UNITED KINGDOM

  Phone

  +4403707020003

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 5 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to dealing-only activities.
  • · Limited to non-discretionary PEP management only
  • · Limited to investment management activities and in carrying on these activities to the customer type "retail client".

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to non-discretionary PEP management only.
  • · Limited to investment management activities and in carrying on these activities to the customer type "retail client".

• Consumer Hire

• Consumer Hire Servicing

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 5 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to transaction-only activities.
  • · Limited to non-discretionary PEP management only.
  • · Limited to investment management activities and in carrying on these activities to the customer type "retail client".

• Manages Your Portfolio

  For Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to non-discretionary PEP management only.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• David Creber

  IRN DXC00544

  • [FCA CF] Significant management (since 30 Jun 2022)
• David Gilchrist

  IRN DXG01285

  • CF11 Money Laundering Reporting (1 Dec 2001 to 31 Mar 2003)
  • CF15 Internal Audit (1 Dec 2001 to 18 Oct 2003)
• David John Hudd

  IRN DJH01293

  • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 21 Oct 2005)
• David Jonathan Hughes

  IRN DJH01334

  • CF17 Significant Mgt (Other Business Operations) (27 May 2004 to 1 Oct 2005)
• David Nugent

  IRN DXN00109

  • SMF1 Chief Executive (30 Jun 2022 to 31 Jul 2024)
  • SMF3 Executive Director (30 Jun 2022 to 31 Jul 2024)
• David Patrick Sealey

  IRN DPS01127

  • CF30 Customer (1 Nov 2007 to 24 Dec 2008)
  • CF27 Investment Management (24 Nov 2006 to 31 Oct 2007)
• Debbie Morgan

  IRN DXM01582

  • CF30 Customer (1 Nov 2007 to 18 Nov 2008)
  • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
• Derk Jordaan

  IRN DJJ01085

  • CF30 Customer (1 Jun 2013 to 28 Jan 2014)
• Domenico Brancati

  IRN DXB00204

  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
• Edward John Stockdale

  IRN EJS01025

  • CF8 Apportionment and Oversight (1 Dec 2001 to 12 Jul 2002)
  • CF1 Director (1 Dec 2001 to 6 Sep 2002)
  • CF3 Chief Executive (1 Dec 2001 to 12 Jul 2002)

• Georgeson Shareholder Communications Ltd (no longer appointed)

  FRN 209721 · Appointed 27 Apr 2004 · Until 14 Feb 2006

• Georgeson Shareholder Communications Ltd (no longer appointed)

  FRN 219022 · Appointed 27 Apr 2004 · Until 27 Apr 2004

No changes recorded yet.