Computershare Investor Services Plc

Date authorised
1 April 2013
Companies House
03498808
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Computershare Investor Services plc
    The Pavilions
    Bridgwater Road
    Bristol
    BS13 8AE
    UNITED KINGDOM
    Phone
    +4403707020003
  • Complaints Contact

    The Pavilions
    Bridgwater Road
    Bristol
    BS13 8AE
    UNITED KINGDOM
    Phone
    +4403707020003

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 5 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Limited to dealing-only activities.
    • · Limited to non-discretionary PEP management only
    • · Limited to investment management activities and in carrying on these activities to the customer type "retail client".
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trade Settlement Routing

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 4 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Limited to non-discretionary PEP management only.
    • · Limited to investment management activities and in carrying on these activities to the customer type "retail client".
  • Consumer Hire

  • Consumer Hire Servicing

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 5 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Limited to transaction-only activities.
    • · Limited to non-discretionary PEP management only.
    • · Limited to investment management activities and in carrying on these activities to the customer type "retail client".
  • Manages Your Portfolio

    For Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 3 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Limited to non-discretionary PEP management only.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Electronic Trade Settlement

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard Arberry

    IRN RXA01492

    • CF29 Significant management (28 Jul 2010 to 19 Jun 2012)
    • CF1 Director (30 Jun 2009 to 28 Jul 2010)
  • Richard Cartwright

    IRN RSC01053

    • [FCA CF] Significant management (9 Dec 2019 to 24 Apr 2025)
  • Richard John Fisher

    IRN RJF01197

    • CF1 Director (4 Apr 2016 to 23 May 2016)
  • Richard Morphey

    IRN RXM18487

    • SMF2 Chief Finance (9 Dec 2019 to 30 Jun 2022)
    • SMF3 Executive Director (9 Dec 2019 to 30 Jun 2022)
    • CF1 Director (18 Oct 2019 to 8 Dec 2019)
  • Robert Arthur John Power

    IRN RAP01216

    • SMF4 Chief Risk (since 7 Mar 2025)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (23 May 2013 to 8 Dec 2019)
    • CF10 Compliance Oversight (23 Jul 2008 to 8 Dec 2019)
  • Robert William Frederick Chapman

    IRN RWC01071

    • CF8 Apportionment and Oversight (9 Jun 2003 to 5 Oct 2005)
    • CF3 Chief Executive (9 Jun 2003 to 5 Oct 2005)
    • CF1 Director (9 Jun 2003 to 5 Oct 2005)
  • Sally Helen Russell

    IRN SHR01012

    • CF16 Significant Mgt (Desgntd Investment Business) (14 Apr 2003 to 7 Jul 2004)
  • Sam Crooks

    IRN SXC02706

    • CF30 Customer (10 Jun 2015 to 20 Dec 2017)
  • Samuel Eveleigh

    IRN SXE00061

    • [FCA CF] Significant management (since 18 Sep 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 25 Aug 2022)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 25 Aug 2022)
  • Sandra Anne Caile

    IRN SAC01080

    • CF30 Customer (1 Nov 2007 to 7 Feb 2008)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.