Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Computershare Investor Services Plc
FRN 188534
- SMF4 Chief Risk (since 7 Mar 2025)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- CF11 Money Laundering Reporting (23 May 2013 to 8 Dec 2019)
- CF10 Compliance Oversight (23 Jul 2008 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.