Compass Partners International II LLP

Date authorised
3 October 2016
Companies House
OC402586
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    44A Bute Gardens
    London
    W6 7DX
    UNITED KINGDOM
    Phone
    +442077612000

  • Complaints Contact

    44A Bute Gardens
    London
    W6 7DX
    UNITED KINGDOM
    Phone
    +442077612000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Compass Partners Investments Topco Limit

    IRN XXC01306

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (3 Oct 2016 to 8 Dec 2019)
  • Alister Gerard Wormsley

    IRN AGW01072

    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (3 Oct 2016 to 8 Dec 2019)
    • CF4 Partner (3 Oct 2016 to 8 Dec 2019)
  • Anthony Marraccino

    IRN AJM01549

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (3 Oct 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (3 Oct 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Oct 2016 to 8 Dec 2019)
  • Eugene Lee Kim

    IRN ELK01002

    • CF4 Partner (AR) (since 20 Oct 2016)
    • CF30 Customer (since 20 Oct 2016)
  • Franklin J Rudd

    IRN FJR01011

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (31 Jul 2017 to 8 Dec 2019)
  • Pawel Marcin Malon

    IRN PMM01159

    • CF30 Customer (5 Oct 2016 to 15 Jul 2019)
  • Richard Lewis Tudor

    IRN RLT01028

    • CF30 Customer (4 Sep 2018 to 2 Jul 2019)
    • CF4 Partner (4 Sep 2018 to 2 Jul 2019)
  • Sebastien Hild

    IRN SXH02652

    • [FCA CF] Client dealing (30 Mar 2020 to 19 Jun 2022)
  • Timothy James Wright

    IRN TJW01107

    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (3 Oct 2016 to 8 Dec 2019)
    • CF4 Partner (3 Oct 2016 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.