Compass LKL LLP

FRN: 709471
Companies House: OC400460
Last scraped: 2 days ago

This firm operates as an appointed representative of Compass Partners International II LLP. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

26-28 Mount Row

London

W1K 3SQ

UNITED KINGDOM

Phone

+442077612104

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Eugene Lee Kim
IRN ELK01002
- Employed By (since 20 Oct 2016)
- Employed By (21 Jul 2015 to 7 Oct 2016)
Hyoung Lim
IRN HXL01248
- Employed By (22 Jul 2015 to 7 Sep 2016)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.