Commonwealth Bank of Australia

• Principal Place of Business

  Commonwealth Bank Of Australia

  60 Ludgate Hill

  London

  City Of London

  EC4M 7AW

  UNITED KINGDOM

  Phone

  +4402077103999

• Complaints Contact

  Commonwealth Bank Of Australia

  60 Ludgate Hill

  London

  City Of London

  EC4M 7AW

  UNITED KINGDOM

  Phone

  +4402077103999

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Carbon Auction Bidding

  For Eligible Counterparty, Professional, Emissions Auction Product

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Thomas Hugh Heathwood

  IRN THH01030

  • CF30 Customer (5 May 2011 to 12 Aug 2014)
• Thomas James Peattie

  IRN TJP01157

  • [FCA CF] Client dealing (since 7 Mar 2016)
• Thomas Joseph Barraket

  IRN TJB01211

  • [FCA CF] Material risk taker (30 Sep 2019 to 10 Jan 2020)
  • [FCA CF] Client dealing (29 Jan 2018 to 10 Jan 2020)
  • CF30 Customer (30 May 2013 to 19 May 2015)
• Timothy Asquith

  IRN TXA01072

  • [FCA CF] Material risk taker (30 Sep 2019 to 30 Nov 2021)
  • [FCA CF] Client dealing (7 Mar 2016 to 30 Nov 2021)
• Timothy Christopher Bird

  IRN TCB01081

  • [FCA CF] Material risk taker (30 Sep 2019 to 22 Nov 2024)
  • [FCA CF] Client dealing (7 Mar 2016 to 22 Nov 2024)
  • CF30 Customer (17 Sep 2013 to 6 Mar 2016)
• Timothy James Pimlott

  IRN TJP01108

  • CF30 Customer (5 Nov 2009 to 16 Jan 2012)
• Timothy Richard Taubman

  IRN TRT01009

  • CF30 Customer (5 Oct 2015 to 6 Mar 2016)
• Tjeerd Edward Johannus Konst

  IRN TEK01001

  • [FCA CF] Material risk taker (30 Sep 2019 to 30 Sep 2022)
  • [FCA CF] Manager of certification employee (7 Mar 2016 to 30 Sep 2022)
  • [FCA CF] Client dealing (7 Mar 2016 to 30 Sep 2022)
  • CF30 Customer (18 Feb 2014 to 6 Mar 2016)
• Tobias Reuber

  IRN TXR01271

  • CF30 Customer (19 Jan 2012 to 7 Apr 2015)
• Toby James Watson

  IRN TXW00298

  • [FCA CF] Client dealing (since 5 Sep 2023)

No changes recorded yet.