Committed Capital Financial Services Limited

Date authorised
1 April 2013
Companies House
03810820
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Committed Capital UK Ltd
    150 Buckingham Palace Road
    London
    Westminster
    SW1W 9TR
    UNITED KINGDOM
    Phone
    +4402075291350
    Web
    https://www.committedcapital.co.uk

  • Complaints Contact

    150 Buckingham Palace Road
    3rd Floor
    Victoria
    London
    Greater London
    SW1W 9TR
    UNITED KINGDOM
    Phone
    +4402075291350

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard William John Steele

    IRN RWS01110

    • CF30 Customer (8 Mar 2018 to 8 Dec 2019)
  • Simon Frederick Charles Sharp

    IRN SFS01048

    • CF30 Customer (20 Aug 2018 to 8 Dec 2019)
  • Stephen Phillip Naude

    IRN SPN01011

    • CF4 Partner (AR) (1 Jul 2011 to 12 Dec 2012)
  • Steven Allen Harris

    IRN SAH01091

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 23 Nov 2022)
    • CF10 Compliance Oversight (11 Aug 2009 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF3 Chief Executive (11 Sep 2006 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (11 Sep 2006 to 31 Oct 2007)
    • CF1 Director (3 Mar 2006 to 8 Dec 2019)
    • CF21 Investment Adviser (17 Jun 2005 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (17 Jun 2005 to 31 Oct 2007)
  • Steven Morris Gordon

    IRN SMG01064

    • CF3 Chief Executive (1 Dec 2001 to 25 Jun 2006)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 25 Jun 2006)
    • CF13 Finance (1 Dec 2001 to 25 Jun 2006)
    • CF10 Compliance Oversight (1 Dec 2001 to 25 Jun 2006)
    • CF1 Director (1 Dec 2001 to 25 Jun 2006)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 25 Jun 2006)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 25 Jun 2006)
  • Syed Nooman Haque

    IRN SNH01054

    • CF30 Customer (5 May 2010 to 17 Nov 2015)
  • TIMOTHY FRANCIS STEWART

    IRN TFS01034

    • SMF16 Compliance Oversight (since 23 Nov 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 23 Nov 2022)
  • Timothy Michael Steel

    IRN TMS01027

    • CF30 Customer (1 Jan 2013 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.